A leading recruitment agency in Hong Kong seeks a compliance advisor to manage client relationships with top-tier asset... management firms across Asia. The role involves managing licensing applications, conducting mock inspections, and providing...
Compliance Analyst/Associate, Global Asset Management Regional Compliance with Global Asset Manager Regulatory... to search for Regional Compliance Analyst/Associate. Job Duties Report to the Regional Compliance Manager Accountable...
cycle of licensing application with the SFC Assist companies with completing and submitting relevant notifications... mock SFC inspection reports, and reviewing draft reports prepared by the project team Advising on compliance policy...
Job Description - Associate, Treasures Relationship Manager, Consumer Banking Group (WD77639) As the leading bank.... Achieve and exceed the service standards set by the Bank. (D) Audit and Compliance Control Adhere to bank’s policies...
Job Description - Associate, Treasures Relationship Relationship, Consumer Banking Group (WD78942...) Job Description Associate, Treasures Relationship Relationship, Consumer Banking Group - (WD78942) Business Function As the leading bank...
Job Description Associate, Treasures Associate, Consumer Banking Group (WD77967) Business Function As the leading... (D) Audit and Compliance Control Adhere to bank’s policies, standards, operations guidelines/ procedures, security and internal...
Associate to AVP, Treasures Relationship Manager, Consumer Banking Group (WD69884) Job Description Business... and Compliance Control Adhere to bank’s policies, standards, operations guidelines/ procedures, security and internal control...
compliance in Associate or Senior Associate roles. Wide breadth of services of NFR includes, but not limited to: Undertaking... of current and emerging HKMA, SFC, IA, MPFA and global regulatory expectations regarding key banking compliance issues...
Job Description - Associate to AVP, Treasures Relationship Manager, Treasures & Distribution, CBG & WM (WD71707... and Compliance Control Adhere to bank’s policies, standards, operations guidelines/ procedures, security and internal control...
compliance in Associate or Senior Associate roles. Wide breadth of services of NFR includes, but not limited to: Undertaking... of current and emerging HKMA, SFC, IA, MPFA and global regulatory expectations regarding key banking compliance issues...
. They are looking for a Licensing Associate to support regulatory compliance by managing licensing processes for SFC and HKMA entities, advising...Our client is currently looking for a Licensing Associate involves managing licensing processes for SFC and HKMA...
Our client is currently looking for a Licensing Associate involves managing licensing processes for SFC and HKMA... Associate involves managing licensing processes for SFC and HKMA regulated entities, advising on registration matters...
. They are looking for a Licensing Associate to support regulatory compliance by managing licensing processes for SFC and HKMA entities, advising...Our client is currently looking for a Licensing Associate involves managing licensing processes for SFC and HKMA...
standards set by the Bank. D) Audit and Compliance Control Adhere to bank's policies, standards, operations guidelines.../ procedures, security and internal control measures. Comply with the compliance and regulatory requirements and code of conduct...
of current and emerging HKMA, SFC, and global regulatory expectations regarding key private banking compliance issues... such as client onboarding, investor protection, licensing including cross-border compliance, suitability, sales practices, new...