of our fastest-growing business segments globally. As the Research Compliance Associate you will report into the Research Compliance... experience as a Compliance Associate, Legal Assistant, Paralegal, or similar roles. Recent graduates with high potential...
Top Ranking Pure Play Swiss Based Private Bank North Asia KYC/SOW and Compliance Function Our Client Appointed... by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the...
A European Global Private Bank in Hong Kong seeks a KYC Associate for its North Asia Compliance Department. This role... involves performing client due diligence, ensuring compliance with HKMA regulations, and managing KYC processes for both new...
Job Description - Senior Associate, Specialist, Investigations, Legal, Compliance & Secretariat [protected-phone...-number]G) Senior Associate, Specialist, Investigations, Legal, Compliance & Secretariat - ( [protected-phone-number]G...
Regulatory Risk & Compliance Analyst/Associate, Global Private Bank Regulatory Compliance & Risk Review Regional... 1.5 or 2nd Line of Defense Promising APAC Compliance Career & Good Hours Our Client Immediate openings with multiple...
A leading advisory service firm in Hong Kong seeks a Staff Associate for FSO - Risk Consulting, specializing... in Financial Crime Compliance. The role requires at least 2 years of experience in compliance and AML, with a strong knowledge...
A prominent wholesale bank based in Hong Kong is seeking a HR Associate to assist in recruitment and Compensation... & Benefits functions. The successful applicant will handle payroll, maintain HRIS, ensure compliance with HK laws, and provide HR...
FSO - Risk Consulting - NFR (Financial Crime Compliance) - Staff Associate - Hong Kong Location: Hong Kong... is a dedicated provider of integrated advisory services which include internal control, compliance, internal audit and anti-money...
A regulated financial entity in Hong Kong is seeking a Private Trust Associate to manage daily trust administration...
Responsibilities: Under the supervision of Compliance Officer to review policies and procedures Assist to handle...: University Degree in Law / Finance / Business Administration or related disciplines 1 years of compliance experience in SFC...
in today's environment. The practice focuses on key risk areas relating to strategic level, operational, financial and regulatory compliance... provide leading edge services on risk, regulation, governance and compliance to our clients to allow them to better focus...
. To support their continued growth and commitment to regulatory excellence, they are currently seeking a dedicated Compliance... professional to join their Regulatory Compliance and Governance team in Hong Kong. They offer a dynamic work environment...
Key Responsibilities Provide support on compliance matters, including regulatory change management, submissions..., inspections, case reviews, and monitoring of personal account dealings. Develop, revise, and enforce compliance policies...
Key Responsibilities Provide support on compliance matters, including regulatory change management, submissions..., inspections, case reviews, and monitoring of personal account dealings. Develop, revise, and enforce compliance policies...
and data privacy are analyzed and lead to control enhancements. Lead the compliance advisory and oversight of the high net... and associated Bermudian requirements Lead the enhancement and automation of Sales Compliance and Data Privacy dashboards...
Department Profile The Compliance Department is a service-oriented department which provides guidance and advice..., implements compliance policies as required, and provides training. It also undertakes surveillance activities and utilises...
Overview As a Senior Compliance Officer based in our Hong Kong office, you’ll help ensure trading activity in Hong... Do Develop and oversee programs and systems to ensure compliance with market rules, regulations and internal policies...
integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX... and communication events, including seminars and roundtables with industry associations, and publication of compliance bulletin Prepare...
as an innovator, industry thought leader and trusted advisor to our clients. The Regulatory Compliance Officer will support general... business and regulatory compliance matters for Hong Kong and also provide periodic regional coverage for other offices in North...
and mitigating compliance risks. Provide reasonable assurance that the Bank and its employees comply with applicable laws... regulators and monitoring authorities with respect to compliance matters. Work closely with business partners to broaden...