as an innovator, industry thought leader and trusted advisor to our clients. The Regulatory Compliance Officer will support general... business and regulatory compliance matters for Hong Kong and also provide periodic regional coverage for other offices in North...
. To support their continued growth and commitment to regulatory excellence, they are currently seeking a dedicated Compliance... professional to join their Regulatory Compliance and Governance team in Hong Kong. They offer a dynamic work environment...
. To support their continued growth and commitment to regulatory excellence, they are currently seeking a dedicated Compliance... professional to join their Regulatory Compliance and Governance team in Hong Kong. They offer a dynamic work environment...
A leading financial market operator in Hong Kong seeks a compliance and enforcement professional to oversee various... or compliance, and a strong understanding of financial markets. Responsibilities include conducting inspections, engaging...
Associate to join them in ensuring adherence to regulatory standards and fostering a culture of compliance across their global... in resolving compliance issues. Prepare reports and presentations for senior management and stakeholders. Liaise with regulators...
Associate to join them in ensuring adherence to regulatory standards and fostering a culture of compliance across their global... in resolving compliance issues. - Prepare reports and presentations for senior management and stakeholders. - Liaise...
Associate to join them in ensuring adherence to regulatory standards and fostering a culture of compliance across their global... in resolving compliance issues. - Prepare reports and presentations for senior management and stakeholders. - Liaise...
Associate to join them in ensuring adherence to regulatory standards and fostering a culture of compliance across their global... in resolving compliance issues. - Prepare reports and presentations for senior management and stakeholders. - Liaise...
Associate to join them in ensuring adherence to regulatory standards and fostering a culture of compliance across their global... in resolving compliance issues. - Prepare reports and presentations for senior management and stakeholders. - Liaise...
+: As a Senior Research Compliance Associate, you’ll take ownership of key compliance initiatives while leading and mentoring team... Compliance Associate you will report into the Research Compliance Manager based in Hong Kong and work alongside the Research...
Associate to join them in ensuring adherence to regulatory standards and fostering a culture of compliance across their global... in resolving compliance issues. - Prepare reports and presentations for senior management and stakeholders. - Liaise...
of regulatory and technical innovation. The opportunity We are hiring for two Compliance Associate positions: One role suited... and compliance and in working with institutional clients. Additional attributes we value (expected for more senior role...
environment. Learn more about our Client Protection team here. Client Protection Associate Responsibilities What do you want...? A clear path towards a manager role where you can lead your own team, partner with senior stakeholders globally, make...
environment. Client Protection Associate Responsibilities What do you want your career to look... your own team, partner with senior stakeholders globally, make decisions with global impact and manage client relationships...
meets AlphaSights’ and clients' expectations. Years 2+: As a Senior Research Compliance Associate, you’ll take ownership... Associate you will report into the Research Compliance Manager based in Hong Kong and work alongside the Research teams...
standards Years 2+: Advance to Senior Research Compliance Associate, leading initiatives and mentoring team members Years 3... insights to top-tier clients worldwide. As a Research Compliance Associate, youll help ensure that all research activities meet...
Job Title Associate, Executive Secretary, Legal, Compliance & Secretariat [protected-phone-number]D) Business... Function The Legal, Compliance & Secretariat function plays a preventive, advisory and supervisory role in the bank to guard...
President to join its Hong Kong Compliance Department, focusing on Anti-Money Laundering (AML), Counter-Financing of Terrorism... (CFT), and Sanctions compliance. This is an excellent opportunity for an AML specialist looking to take on a broader...
and practical compliance guidance to senior management and business teams on matters relating to both licenses Keep stakeholders... the Head of Compliance on strategic compliance initiatives and projects spanning both licenses Act as backup for senior...
and practical compliance guidance to senior management and business teams on matters relating to both licenses Keep stakeholders... the Head of Compliance on strategic compliance initiatives and projects spanning both licenses Act as backup for senior...