A leading financial market operator in Hong Kong seeks a compliance and enforcement professional to oversee various... or compliance, and a strong understanding of financial markets. Responsibilities include conducting inspections, engaging...
markets in Hong Kong. It plays a central role in maintaining market integrity, enforcing regulatory compliance... ! About Our Client The client is a leading financial market operator that oversees trading activities across cash and derivatives...
markets in Hong Kong. It plays a central role in maintaining market integrity, enforcing regulatory compliance... ! About Our Client The client is a leading financial market operator that oversees trading activities across cash and derivatives...
Overview As a Senior Compliance Officer based in our Hong Kong office, you’ll help ensure trading activity in Hong... do Develop and oversee programs and systems to ensure compliance with market rules, regulations and internal policies...
compliance in Associate or Senior Associate roles. Wide breadth of services of NFR includes, but not limited to: Undertaking... to join us in our Non‑Financial Risk (NFR) consulting team: regulatory compliance, enterprise risk and controls, and financial crime...
We’re seeking someone to join our team as an Associate, Control Group Sales & Trading Coverage in Compliance... to provided general transactional guidance and advice to Business Units and other staff, implements compliance policies...
We’re seeking someone to join our team as an Associate, Control Group Sales & Trading Coverage in Compliance... to provided general transactional guidance and advice to Business Units and other staff, implements compliance policies...