Compliance Consultant We are currently seeking a Compliance Consultant to support our client, a global investment... management firm on an ongoing basis/permanent role. Responsibilities Compliance Support regulatory filings, license...
A global investment management firm is seeking a Compliance Consultant to support regulatory filings, conduct KYC/AML... reviews, and provide compliance support. Candidates should have 2-8 years of experience in compliance advisory, fluency...
from our platform including Family Office, Investment Management and Insurance products. While our expertises or business pattners...-time hybrid role based in Hong Kong SAR, with some work-from-home flexibility. The Investment Consultant / Wealth...
target performance Obtain a thorough understanding of the Hong Kong regulatory framework, in particular related investment... ordinances and guidelines issued by the HKMA and SFC to ensure frontline compliance Closely monitor high net worth clients...
for a Wealth Management Consultant, primarily based in Eastern District, with flexibility for some work-from-home arrangements. The... Wealth Management Consultant will provide financial planning and consulting services to clients, develop personalized...
candidates will have a strong background in investment funds law / Asset management, with expertise in advising clients on the..., and regulatory filings. Advise on compliance with Hong Kong laws and regulations governing investment funds, such as the Securities...
allocation and trading services Answer clients enquires in relation to dealing in securities and other investment products... Handle client orders and ensure that KYC/AML and other compliance norms are strictly adhered to Requirements Obtained...
reports, and ensure investment targets are achieved Monitor trading risks and compliance status, modify internal control...Responsibilities: Execute investment transactions and manage positions for fixed income products, including bonds...
to represent front office to work with senior management, and counterparties on any regulatory and compliance aspects Cultivate... for conducting product pricing/revenue analysis and provide value added management reports/presentation deck for global investment...
initiatives in Greater China region Serve as the internal consultant to represent front office to work with senior management... pricing/revenue analysis and provide value added management reports/presentation deck for global investment product department...
Our client, a leading Chinese investment bank and financial services provider, is now looking for a driven private... wealth management director to lead and manage a sales team for business expansion. Responsibilities: Formulating...
to financial institutions and other capital markets participants, including commercial banks, investment banks, broker-dealers... management, regulatory advisory, quantitative advisory, structured finance transaction, actuarial advisory, technology enablement...
What you will be doing: Manage and coach a team of Personal Financial Consultant and Premier Relationship Managers... customers, grow deposits, investment revenues, insurance revenues and related financial KPI Lead the Team to provide quality...
and commercial management, controls and performance, procurement and supply chain, net zero and digital solutions. We are majority...-owned by CBRE Group, Inc., the world’s largest commercial real estate services and investment firm, with our partners...
. Our capabilities include programme, project, cost, asset and commercial management, controls and performance, procurement and supply... estate services and investment firm, with our partners holding a significant minority interest. Turner & Townsend and CBRE...
management, account management, or a related role, preferably in the investment management or financial services industry.... Familiarity with investment management concepts, including portfolio management, trading, accounting, and reporting. Experience...
and continuously optimize the risk monitoring systems, including investment decision management and product management systems...-Departmental Collaboration and Training Collaborate closely with investment, product, legal, and compliance teams to ensure the...
, management planning and other regulatory compliance requirement; Build complex financial models independently to facilitate... client’s internal planning and transactional reference purposes, risk management procedures and so on; Prepare presentations...
business process assessments and design solutions to improve client’s operational efficiency and compliance Ability to deliver..., Effective communication, Engagement management/delivery excellence, Managing change, Managing quality & risk, Sales excellence...
Senior Relationship Manager (Retail banking) Responsibilities Provide investment and insurance services to high net... Meet the compliance requirement Requirements Degree or above with major in Business Administration, Finance, or related...