Job Description: The Company Our client is a Global Insurance firm and looking for a Compliance Director... on product development, sales practices, and marketing materials Design and implement compliance programs aligned...
Job Summary Director, Product, Digital Assets for Financing & Securities Services with responsibility for: Develop..., including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance...
product specialist Risk Management Identify, monitor, manage and control business, operations, governance and compliance... and regulations Governance Awareness and understanding of the regulatory framework, in which the Group operates, and the...
generation process, the candidate will work closely with Group CMPS, Legal and Compliance to prepare product documentations... regulatory requirements; new product development; etc. Key Responsibilities Strategy Awareness and understanding of the...
to become a fixed income product specialist Risk Management Identify, monitor, manage and control business, operations, governance... and compliance risk with regards to HK Fixed Income business Ensure conformity with the relevant internal and external rules...
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital... of digital asset investment products Conduct regulatory reviews and assessments for new product launches in Hong Kong...
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital... of digital asset investment products Conduct regulatory reviews and assessments for new product launches in Hong Kong...
Job Description What is the opportunity? As the Director, Financial institutions, Asia ex-Japan in RBC BlueBay... by organizing, participating client events, product launch and regulator client coverage activities, working with the broader sales...
of operational risks across the Business and in compliance with applicable internal policies, and external laws and regulations... & Talent Collaborate with support functions, business partners and product specialists to deliver One Bank, support cross...
, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance... regulatory requirements and ensure that best execution practices are in line with these necessary standards. To carry the...
, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance... of operational risks across the Business and in compliance with applicable internal policies, and external laws and regulations...
, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance... of operational risks across the Business and in compliance with applicable internal policies, and external laws and regulations...
regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance... to market risk limits; monitoring regulatory and market developments and provide feedback on the market and the business to the...
to ensure front to back seamless integration of the DCMM business; Regulatory Compliance: Ensure all trading activities adhere... product lines; corporate financing, investment business, sales & trading and asset management. ICBC International...
dealing procedures. Ensuring compliance with all internal and regulatory requirements. Maintaining good relationship... (local and global product specialists, Dept. Head/s), business partners (regional and global LoB Management, RMs, Investment...
performance metrics, maintaining compliance with industry standards, ensuring the seamless integration of IoT and AI-driven...’s field engineer teams via our product solutions, and with the support of the Global Head of Technical, establish WeMaintain...
and compliance matters. Key Stakeholders Constantly engage with Segment Heads to understand their product needs, support them..., and you will need to always maintain operational risk control and compliance, but we will provide you with thorough training on the full...
Private Bankers and ensure that the team collaborates with support functions, business partners, and product specialists... across the Business and in compliance with applicable internal policies, and external laws and regulations at a global level...
Relationships globally. They work across our global network with product partners to deliver working capital, financing, trade, cash... Responsibilities Work closely with Relationship Managers and Product Managers to provide comprehensive coverage, product and deal...
and in compliance with applicable internal policies, and external laws and regulations at a global level. Support the delivery... and product specialists to deliver One Bank, support cross selling efforts and referral program (where applicable), and provide...