類牌照（證券交易） 的證券經紀公司，母公司為一家香港上市公司。 作為集團的一員，我們專注於提供專業的證券交易及場外衍生產品服務，並致力於培育人才及提升營運效能。 We are a securities brokerage firm... compliance, and strengthening risk controls across investment and operational areas. 負責公司在證券交易及場外衍生產品方面的風險管理框架。 此職位直接向負責人匯報，專注...
Responsibilities: Develop and implement compliance policy and review program covering our equities and futures... businesses with particular emphasis on the compliance with the relevant rules and regulations in Hong Kong; Provide compliance...
Our client, a leading brokerage firm, is seeking a strategic and results-oriented Manager of IT Procurement... stakeholders to ensure policy compliance and smooth project execution. Prepare and present procurement analytics and vendor spend...
Our client, a leading brokerage firm, is seeking a strategic and results-oriented Manager of IT Procurement... stakeholders to ensure policy compliance and smooth project execution. Prepare and present procurement analytics and vendor spend...
calibre professional to join our team as a Senior Brokerage Business Development Manager. Principal Responsibilities... of Insurance Intermediaries Qualifying Examination Paper 1,2,3 and compliance with related Continuing Professional Development (CPD...
departmental and firm-wide projects such as platform enhancement, reactivation reviews, and compliance initiatives (e.g., FATCA... is a definite advantage Solid understanding of SFC compliance and industry regulations Strong communication and interpersonal...
and operation to enhance closing ratio Assist to implement the Group’s/ Bank’s compliance policy to ensure adequate compliance...
and operation to enhance closing ratio Assist to implement the Group's/ Bank's compliance policy to ensure adequate compliance...
. Sound knowledge in Brokerage and Wealth Management. Experience in AML Compliance and Compliance Review are preferred...Responsibilities: Assist in developing and updating AML policy and procedure; Conduct AML compliance review...
-Margin financing control manager ensuring compliance with SFC Guidelines of Securities Margin Financing as well as the... following position: Responsibilities: -Risk Management Manager reporting to the head of Internal Control Department...
documents and ensuring compliance with related regulatory requirements and internal guidelines; Support PBRMs in completing... or related disciplines; Minimum 4 years of relevant experience as Client Services Officer / Assistant Relationship Manager...
decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage.... Job Description Interactive Brokers Group is searching for a highly skilled project manager to contribute to its growth and help us maintain...
of company goals by formulate and implement efficiency procedures Work with Compliance team to ensure all processes are compiled... or other relevant qualifications Minimum 3 years’ working experience in Insurance brokerage/insurance company Process with IIQE...
services, IPO & placement Follow up confirmation, Fund transfer & Trading matching Perform compliance and risk management... or brokerage firm, custodians or asset management Experience in fixed income product settlement is preferred Sound knowledge...
organization. Job Purpose: The Insurance Officer will support the HK-based Insurance Manager in the day-to-day handling of the... will support the HK-based Insurance Manager in the day-to-day handling of the Group's property and business insurance portfolio...