Responsibilities: Develop and implement compliance policy and review program covering our equities and futures... businesses with particular emphasis on the compliance with the relevant rules and regulations in Hong Kong; Provide compliance...
from time to time Requirements University degree or above 3-5 years related insurance experience focusing on HNW brokerage... level of risk, sales quality, and compliance awareness Fluent in Cantonese, Mandarin and English Candidates...
Kong regulatory requirements and internal compliance policies. Requirements: Bachelor’s degree in Marketing, Business...
Our client is a PRC Investment Bank/Securities brokerage. To cope with the rapid business expansion..., they are now inviting high caliber candidates to join the team Product Manager/Product Development Manager, Wealth Management/Securities...
Manager acts as staff to the Chief Executive Officer and Legal & Compliance Team by monitoring and reporting results of the... Compliance Manager, together with the Executive Management Team, is authorized to implement all necessary actions to ensure...
Work cross functionally to drive and enhance the operational processes which support the growth of the brokerage business... to regulatory and compliance requirements, best practice and news of competitors Job Requirements Bachelor degree or above 5...
. Description As a Senior Business Development Manager , your main responsibilities will include: Relationship Management: Cultivate... and sustain strong relationships with brokerage firms, exchanges and their representatives to ensure access to Asia-Pacific...
in services standard and in compliance with regulations Handle general administrative work and document filing Support forms... ordering and printing arrangement Support account manager to generate Proposal, product comparison Provide sales...