or higher Minimum 5 years of compliance experience from securities firm Must have experience in a compliance generalist role..., securities products, and experience in general compliance within a bilingual, fast-paced financial environment. Client...
industry. 客户简介 Our client is a Chinese based securities firm, they are now looking for a sharp, solutions-driven compliance...The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal...
industry. 客户简介 Our client is a Chinese based securities firm, they are now looking for a sharp, solutions-driven compliance...The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal...
industry. 客户简介 Our client is a Chinese based securities firm, they are now looking for a sharp, solutions-driven compliance...The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal...
disciplines. A minimum of 2-5 years’ experience of compliance in a securities company, trust company or company secretarial firm..., but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance...
, but not a must At least 1 year sales or customer services experience in securities firm Proficiency in MS Word, Excel and Chinese word...證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART盈立智投)，進一步優化投資者買賣證券的體驗，為投資者爭取獲得更佳回報機會。 uSMART Securities is a new generation of Internet brokers in Hong...
Job Responsibilities Handle full sets of accounting/reporting for our Type 1, Type 2, Type 4 and Type 5 securities... and brokerage firm and listed company accounts Cover HK, US, Shanghai-Shenzhen Connect Stocks markets, HK futures and options...
, but not a must At least 1 year sales or customer services experience in securities firm Proficiency in MS Word, Excel and Chinese word...證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART盈立智投)，進一步優化投資者買賣證券的體驗，為投資者爭取獲得更佳回報機會。 uSMART Securities is a new generation of Internet brokers in Hong...
and China licensed Employment Consulting firm, specializes in Headhunting and Recruiting Services for companies in Hong Kong..., including: securities, derivatives, funds, bonds, other over-the-counter(OTC) products Team Structure Join a dynamic project...
an experienced IT Project Manager to join its Shenzhen office. The firm operates across multiple financial domains, including... within an international financial institution or large securities firm . Strong background in managing trading systems , brokerage platforms...
services firm operating across more than 25 countries and 85 securities exchanges. They specialize in financing solutions... surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control...