about the company. We are exclusively representing a premier U.S. financial services firm with a significant and long...-to-use tools and resources for accessing the U.S. market. As an entity registered with the Securities & Futures Commission...
is an expanding SFC, Insurance and MPF license broker firm. We target to attract top-class financial advisers to deliver quality... to the Responsible Officer, the individual will be responsible for ensuring the Company’s compliance with the regulatory...
is an expanding SFC, Insurance and MPF license broker firm. We target to attract top-class financial advisers to deliver quality... implementation and maintenance of the Company’s compliance framework in accordance with: Insurance Ordinance (IO) Mandatory...
The Compliance Analyst supports the asset management firm’s compliance program by monitoring and ensuring adherence... with regulatory bodies to uphold the firm’s compliance integrity. Key Responsibilities: Conduct ongoing monitoring of investment...
Company and the private securities funds in compliance with applicable laws and regulations. Maintain and enhance compliance...有超过100名员工. Eclipse Trading is a leading proprietary derivatives trading firm. Founded in 2007, we have over 100 employees...
within the firm Qualifications: The ideal candidate would possess: Bachelor’s Degree 6+ years legal, compliance...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...
, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island...Manager - Intermediaries (Off-site monitoring, Global institutions) Ref.: SFC/M/OSMGIG/INT/251017 Intermediaries...
for its performance and compliance with regulatory standards. Manage client account opening processes, ensuring accuracy...'s degree in business or a related field. Minimum of 5 years of experience in customer service of securities industry...
, but not a must At least 1 year sales or customer services experience in securities firm Proficiency in MS Word, Excel and Chinese word...證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART盈立智投)，進一步優化投資者買賣證券的體驗，為投資者爭取獲得更佳回報機會。 uSMART Securities is a new generation of Internet brokers in Hong...
Job Responsibilities Handle full sets of accounting/reporting for our Type 1, Type 2, Type 4 and Type 5 securities... and brokerage firm and listed company accounts Cover HK, US, Shanghai-Shenzhen Connect Stocks markets, HK futures and options...
, but not a must At least 1 year sales or customer services experience in securities firm Proficiency in MS Word, Excel and Chinese word...證券結合自身領先的人工智能和機器學習演算法为用户開發新一代移動證券交易APP (uSMART盈立智投)，進一步優化投資者買賣證券的體驗，為投資者爭取獲得更佳回報機會。 uSMART Securities is a new generation of Internet brokers in Hong...
, previous experience current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island...Intermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its...
review and preparing services level memorandum in accordance with operational guideline of Securities Services/Fund Services... and processing efficiency Ensures compliance with group and country policies, code of conduct, regulations, and laws; Work...
and China licensed Employment Consulting firm, specializes in Headhunting and Recruiting Services for companies in Hong Kong..., including: securities, derivatives, funds, bonds, other over-the-counter(OTC) products Team Structure Join a dynamic project...
of Securities Services/Fund Services. Oversee new business execution ensuring robust practice applied by sales, implementation... culture to maximise cost and processing efficiency Ensures compliance with group and country policies, code of conduct...
Manager with IPO expertise to guide our financial reporting and regulatory compliance. The Finance Manager (IPO) will lead...Our client is a high-growth Web/3 Crypto firm that listed on HK Stock Market. We are seeking an experienced Finance...
Job Title: Client Services Manager Corporate Title: Associate Division: International Wealth Management Location...), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients...
an experienced IT Project Manager to join its Shenzhen office. The firm operates across multiple financial domains, including... within an international financial institution or large securities firm . Strong background in managing trading systems , brokerage platforms...
and tax services. EY's wide breadth of services of NFR including, but not limited to: Non-financial risk manager... (regulatory compliance, enterprise risk and controls, financial crime compliance etc.) Undertaking risk management advice...
, including transaction structuring, legal due diligence, risk assessment, and compliance analysis. 為公司核心業務提供全週期法律支持，包括交易架構設計、法律...商業目標與法律風險。 4. Establish and improve the company’s compliance management system, covering policy development, process optimization...