implementation and maintenance of the Company’s compliance framework in accordance with: Insurance Ordinance (IO) Mandatory..., and MPFA Assist in drafting and updating compliance policies and procedures to reflect regulatory changes Conduct...
brokerage partners in Hong Kong. Act as the primary liaison between China Life and licensed brokers, ensuring smooth... collaboration and high engagement levels. Provide training, product updates, and sales support to brokerage partners to enhance...
Assistant Accountant – Financial Services Industry : Financial Services; SFC Type 1, 4 & 9 Company Overview... to the Accounting Manager Member of a 3-person Accounting Team Key Responsibilities Participate in handling full set...
compliance advice to the different business units in relation to securities brokerage and wealth management business Review... and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
compliance advice to the different business units in relation to securities brokerage and wealth management business Review... and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...
relevant compliance and internal requirements of insurance brokerage activities Participate in ad-hoc projects and initiatives..., Chinese and Putonghua Candidates with more experience will be considered as Assistant Manager, Sales Administration...
Job Category: Supply Chain & Logistics Job Description: Overview The Assistant Manager, Trade & Logistics - Asia... of becoming the next generation luxury jeweler. Assistant Manager, Trade & Logistics - Asia assists the Director in balancing the...
Job Category: Supply Chain & Logistics Job Description: Overview The Assistant Manager, Trade & Logistics - Asia... of becoming the next generation luxury jeweler. Assistant Manager, Trade & Logistics - Asia assists the Director in balancing the...
The Assistant Manager, Trade & Logistics - Asia is part of the regional business partnering team for Asia in the... knowledge to meet the wider Tiffany business goal of becoming the next generation luxury jeweler. Assistant Manager, Trade...
and brokerage firm and listed company accounts Cover HK, US, Shanghai-Shenzhen Connect Stocks markets, HK futures and options... and repledging arrangement with financial institutions Monitor client monies and liquid capital positions to ensure compliance...
sector, either at a financial institution or brokerage firm. Possession of relevant certifications, including MPF, general... is considered an asset. (Candidate with more experience will be considered as Relationship Manager, Mortgage Sales...
www.zr.hk Responsibilities Manage and maintain brokerage and brokerage-related systems, ensuring high availability... and procedures to standardize processes. Assist in completing annual IT audits to ensure compliance and identify areas...
such as daily cash flow, client money, bank reconciliations in compliance with SFC/AML timely and accurately; Assist in financial... in compliance with SFC; Assist in the Tax Resident application; Perform ad-hoc duties as assigned. Requirements: Degree...
of company goals by formulate and implement efficiency procedures Work with Compliance team to ensure all processes are compiled... or other relevant qualifications Minimum 3 years’ working experience in Insurance brokerage/insurance company Process with IIQE...
and evaluate customer profiles to ensure compliance. - Communicate with clients to obtain missing or incomplete CDD information...) responsibilities. - or background in CDD processes at securities or brokerage firms....
Your Customer (KYC) document verification and evaluate customer profiles to ensure compliance. - Communicate with clients... CDD and Anti-Money Laundering (AML) responsibilities. - or background in CDD processes at securities or brokerage firms...
processes and ensure compliance with industry standards. Liaise with banking and brokerage partners to ensure compliance... of transactions and timely financial reporting. Ensure compliance with US tax regulations, including preparation and submission...
to grow High Net Worth and Ultra High Net Worth business for the company, including but not limited to Brokerage... level of business sense, risk, sales quality, and compliance awareness. Open-minded on managing multi-channels. Possess...
in Cantonese, Mandarin and English. Candidates with less experience will be considered for the position of Assistant Manager... for its performance and compliance with regulatory standards. Manage client account opening processes, ensuring accuracy...