procedures and controls related to material non-public information (MNPI) and potential conflicts. The Compliance Officer... will be a member of the Legal, Compliance and Risk Group, report directly to the Global Head of the Public Markets Compliance and work...
Compliance Officer (CCO) and regional MLRO, reporting to them and appropriate senior management / leadership, the Hong Kong board... in approximately 200 markets to join and thrive in the global economy. We operate a global, two-sided network at scale that connects...
Coverage function reporting directly to the Chief Commercial Officer, and partners closely with Operations, Finance, Risk.../Compliance teams to ensure distributor onboarding, transaction execution, and other related tasks are conducted efficiently...