Compliance Officer/Compliance Manager To support the expansion of our mutual fund business, Da Cheng International... Asset Management Co. Ltd. is currently seeking qualified candidates for the position of Compliance Officer or Compliance...
Job Details Ashford Benjamin is partnering an alternative investments firm that is looking to hire in Compliance.../Operations. This is an exciting position and a newly created headcount for individuals who (A) have Compliance experience...
Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company... as Compliance Manager. #J-18808-Ljbffr...
致遠。 Position: Compliance Officer, AML 反洗錢合規崗 Department: Legal & Compliance Department Responsibilities Ensure the branch... on compliance issues and prepare regular compliance reports. Assist the Department Head and Compliance Manager to provide training...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
Position: Compliance Officer and Money Laundering Reporting Officer Location: Hong Kong About Us The Maples Group... We are looking for an accomplished Compliance Officer ("C O ") and Money Laundering Reporting Officer ("MLRO") (collectively "C O /MLRO...
A financial services firm in Hong Kong is seeking a Compliance Manager to oversee operations and ensure adherence... to SFC regulations. The ideal candidate will possess Responsible Officer licenses and have at least 3 years of experience...
expanding asset management firm. Serve as the Manager‑in‑Charge (MIC) for Compliance, ensuring regulatory accountability...Compliance, Asset Management Your new role Oversee compliance activities for the Hong Kong office of a rapidly...
Our client, a global investment manager, is seeking a Market Surveillance to monitor trading activity, detect potential... market abuse and support regulatory compliance. You will work closely with Compliance, Risk, Trading, and Technology teams...
Provide support on transaction monitoring and report preparation Assist to conduct AML Compliance review/testing... to the right candidates. Please send your full resume with expected salary to The Human Resources Manager, Bank...
Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid... for our investors. Join our Compliance team in Hong Kong as a Market Surveillance Analyst, monitoring trading activity across global...
A leading recruitment firm seeks a General Manager - Compliance & Sustainability in Hong Kong. This senior leadership... position involves overseeing compliance and sustainability programs, driving ethical practices across the supply chain...
Compliance Manager will be responsible for supporting and enhancing the local compliance program to ensure full adherence... to all applicable regulations. The Compliance Manager will be a key member of the PingPong global compliance team, reporting to the Hong...
a meticulous and proactive Compliance Manager to join our dynamic team. In this role, you will oversee the development... Type 1 Responsible Officer experienced in compliance tasks is welcome. Candidates with less experience will be considered...
Investment Compliance Manager - PB Products, Corporate Bank Client Details Our client is seeking an experienced... Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate...
Investment Compliance Manager - PB Products, Corporate Bank Client Details Our client is seeking an experienced... Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate...
Responsible Officer, the role focuses on daily risk monitoring, regulatory compliance, and strengthening risk controls... expected to https://www.cpjobs.com/hk/job/risk-compliance-manager-hk-listed-sfc-type-1-securities-brokerage-admiralty...
Compliance & Audit Manager (Compliance, Audit, Equities, Funds) (Securities) Client Description Company... detailed reports on compliance findings and presenting recommendations directly to the Chief Executive Officer (CEO...
IT Governance Manager (Risk and Compliance) (Banking) Client Description Company Description: A leading financial... may be considered for the IT Governance Officer role. Job Description Assist the supervisor in developing a robust IT...
from setbacks What you’ll do and what success looks like in this role Assist the Chief Compliance Officer in managing the Bank...’s compliance risk assessment, governance and assurance framework Prepare and implement annual compliance plan, build and update...