Development and Management : Implement and manage an effective compliance program for the Group that satisfies all relevant local...OSL Group is looking for a Compliance Manager in Hong Kong. This role focuses on providing compliance (regulatory...
market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...
development, asset management and recruitment solutions, etc. Being a human resources arm of the family office, Solomon HR...Human capital is every company’s greatest asset. Solomon HR Solution Limited originates from the idea of serving...
and assist in conducting testing on various system enhancements related to wealth management operations. Compliance Support... do and what success looks like in this role Trade Order Management & Settlement: Monitor and manage trade orders for HK stocks...
market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...
market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...
What you'll do and what success looks like in this role: Trade Order Management & Settlement: Monitor and manage trade orders... and position balances, broker statements, and internal records across all asset classes. Identify and escalate any discrepancies...
qualification, preferably MBA, MS in Finance, FRM or CFA At least 2 years' relevant experience in risk management at a bank, asset... prosperity of all." Job Summary: Operations Risk Management Department is primarily responsible for monitoring and managing the...
estate Knowledge of global asset management legal and regulatory compliance, risk management, and industry best practices... leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate...
A multi-asset class focused asset management company in Hong Kong is seeking a Responsible Officer (Type 1 & 6... of Corporate Finance experience. Key responsibilities include managing daily operations to ensure compliance with regulatory...
A financial services firm in Hong Kong is seeking a Compliance Officer to oversee compliance issues in Asset Management..., Brokerage, and Corporate Finance. The role requires a minimum of 8 years of experience in compliance or legal within the...
the day-to-day compliance activities for the businesses of Corporate Finance and Asset Management Oversee all compliance... in the coming future. They do various business including securities, asset management, corporate finance, etc. (SFC licensed...
About Bullish Bullish is an institutionally focused global digital asset platform that provides market infrastructure... - a collection of tradable proprietary and single-asset benchmarks and indices that track the performance of digital assets...
, and maintain a comprehensive compliance program that aligns with the SFC's regulatory framework for virtual asset trading platforms... audits. Risk Management: Work closely with the risk management team to identify, assess, and mitigate compliance risks...
Compliance Officer (CCO) and regional MLRO, reporting to them and appropriate senior management / leadership, the Hong Kong board... mitigation and compliance. Assess current business trends to inform risk management practices and improvements. Drive global...
on credit risk exposures on a regular basis to the Chief Risk Officer and senior management. About the Role We are seeking... of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...
Risk Officer and senior management. About the Role We are seeking a Associate/Analyst with first or second line... of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm...
and operational models for triparty collateral management, covering asset eligibility, collateral optimisation, lifecycle monitoring..., focusing on the adoption of CGBs and other eligible asset classes in line with global best practices Establish business...
on credit risk exposures on a regular basis to the Chief Risk Officer and senior management. About the Role We are seeking... a wide range of investment banking, securities, wealth management and investment management services. With offices in 42...
and project management, pub operation, and investment in infrastructure and utility asset operation. At our core, we are committed... our existing property businesses and a prudent global investment strategy. At CK Asset, our excellent management team...