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Keywords: Compliance Officer (Primary Markets Compliance), Location: Hong Kong

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Compliance Officer (Primary Markets Compliance)

Job Descriptions Reporting to the Head of Primary Markets Compliance for Hong Kong, the right incumbent... will be responsible for providing compliance coverage to the CICC group of companies (the “Firm”) for its IB, CM, and Research business...

Company: CICC
Location: Hong Kong
Posted Date: 04 Dec 2025

Compliance Officer and MLRO, Hong Kong

We're seeking a Compliance Officer and MLRO (CO/MLRO) with 5+ years of experience to lead our MSO licensing process... for emerging markets. The Team -> Founded by Harvard grads / 3rd-time founders --- also founded Segovia (successful exit...

Company: Taptap Send
Location: Hong Kong
Posted Date: 10 Dec 2025

Compliance Officer and MLRO, Hong Kong

We’re seeking a Compliance Officer and MLRO (CO/MLRO) with 5+ years of experience to lead our MSO licensing process... for emerging markets. The Team -> Founded by Harvard grads / 3rd-time founders --- also founded Segovia (successful exit...

Posted Date: 10 Dec 2025

VP, Compliance Officer - Asset Management

and examinations. While the primary focus is Hong Kong and Greater China, the role may also provide compliance support...Ashford Benjamin is proud to partner with a global investment management firm in hiring a senior compliance...

Posted Date: 08 Dec 2025

Compliance Senior Manager & MLRO, Hong Kong

about digital assets, the underlying markets, policy, and blockchain technology. Reports to: Director, Compliance & MLO Company... Compliance, be the primary point of contact with the SFC and other regulatory bodies and will be instrumental in continuing...

Company: Bullish
Location: Hong Kong
Posted Date: 21 Nov 2025

Compliance Senior Manager & MLRO, Hong Kong

assets, the underlying markets, policy, and blockchain technology. Reports to: Director, Compliance & MLO Company... Compliance, be the primary point of contact with the SFC and other regulatory bodies and will be instrumental in continuing...

Company: Bullish Global
Location: Hong Kong
Posted Date: 22 Oct 2025

Responsible Officer, Insurance Broker

be working on: Act as the primary point of contact with the insurance regulatory authority. Ensure the firm and its staff... firm’s licensing conditions and submit required reports (e.g., financials, compliance audits). Implement and review...

Posted Date: 20 Nov 2025

Responsible Officer, Insurance Broker

? What you’ll be working on: Act as the primary point of contact with the insurance regulatory authority. Ensure the firm and its.... Maintain the firm’s licensing conditions and submit required reports (e.g., financials, compliance audits). Implement...

Posted Date: 19 Nov 2025

Chief Financial Officer ('CFO') - Retail

acquisitions. The CFO will lead the financial strategy, M&A activities, public markets exit and investor relations... and Communication: Serve as the primary representative for the company's financial matters, articulating the organization's value...

Posted Date: 10 Dec 2025

Chief Financial Officer ('CFO') - Retail

acquisitions. The CFO will lead the financial strategy, M&A activities, public markets exit and investor relations... and Communication: Serve as the primary representative for the company's financial matters, articulating the organization's value...

Company: Michael Page
Location: Hong Kong
Posted Date: 29 Nov 2025

Equity Investment Portfolio Manager

and risk management Utilize investment process to actively focus in managing HK or USA markets portfolios in compliance... Management Company in Hong Kong Responsibilities: Reporting to the Chief Investment Officer Implement an investment process...

Posted Date: 12 Dec 2025

Vice President-nternational Trading(Agricultural Commodities)

Preferred (but not limited to any major cities globally) Reports to: Chief Executive Officer Industry: Global Commodities... international trading of bulk commodities, with a primary focus on Agricultural products. Lead and execute global physical...

Location: Hong Kong
Posted Date: 11 Dec 2025

Factory Operation Assistant General Manager (AGM) - sensor electronic manufacturer (Tsuen Wan/Guangdong/Vietnam)

in Guangdong and Vietnam. Our primary markets include Europe, with expanding reach across Southeast Asia, the Middle East..., and other emerging regions. Highlights : Report directly to the Chief Executive Officer (CEO) Support the CEO in strategic...

Posted Date: 08 Dec 2025

Legal | Senior Regulatory Counsel

as the primary legal and compliance advisor to the equity capital trading team, providing real-time guidance on trading... years of working experience, of which at least 3 years must be acting as trading desk lawyer/compliance officer. Good...

Company: P2P
Location: Hong Kong
Posted Date: 08 Dec 2025

Liquidity Risk Management, Vice President - Hong Kong/ Singapore

Position We are looking for a proactive, enthusiastic and willing-to-learn liquidity risk coverage officer who can work... is a VP position either based in Hong Kong or Singapore, part of LRD Asia team, covering Pan-Asia region. Primary...

Company: Morgan Stanley
Location: Hong Kong
Posted Date: 04 Dec 2025

SENIOR PRODUCTION MANAGER - sensor electronic manufacturer (Tsuen Wan/5 days)

in Guangdong and Vietnam. Our primary markets include Europe, with expanding reach across Southeast Asia, the Middle East..., and other emerging regions. Highlights : Report directly to the Chief Executive Officer (CEO) Support the CEO in strategic...

Posted Date: 04 Dec 2025

Associate, Hotline Participant Services, Post Trade

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas..., inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity...

Posted Date: 04 Dec 2025

Factory Operation Assistant General Manager (AGM) - sensor electronic manufacturer (Tsuen Wan/Guangdong/Vietnam)

in Guangdong and Vietnam. Our primary markets include Europe, with expanding reach across Southeast Asia, the Middle East..., and other emerging regions. Highlights : Report directly to the Chief Executive Officer (CEO) Support the CEO in strategic...

Posted Date: 04 Dec 2025

Manufacturing Operation Assistant General Manager (AGM) - sensor electronic manufacturer (Tsuen Wan/Guangdong/Vietnam)

in Guangdong and Vietnam. Our primary markets include Europe, with expanding reach across Southeast Asia, the Middle East... Executive Officer (CEO) Support the CEO in strategic and operatoinal management of manufacturing plants in Guangdong...

Posted Date: 04 Dec 2025

Liquidity Risk Management, Vice President - Hong Kong/ Singapore

Position We are looking for a proactive, enthusiastic and willing-to-learn liquidity risk coverage officer who can work... is a VP position either based in Hong Kong or Singapore, part of LRD Asia team, covering Pan-Asia region. Primary...

Company: Morgan Stanley
Location: Hong Kong
Posted Date: 24 Nov 2025