An established compliance firm in Hong Kong seeks a Compliance Officer to assist in formulating compliance policies..., monitor regulatory requirements, and prepare compliance reports. Candidates should have a degree in relevant fields...
implementation of the regulatory requirements Advise business and supporting units on compliance issues Prepare compliance reports..., Corporate Governance, Law, or related disciplines Those candidates with experience in regulatory compliance is preferred...
Those candidates with experience in regulatory compliance is preferred Holder of applicable Enhanced Competency Framework...-taking company under the supervision of the Hong Kong Monetary Authority. Responsibilities: Assist the Head of Compliance...
release follow-ups for regulatory projects. Liaise with Front Office, Compliance, ITO and other stakeholders to ensure end...Lead and execute timely, accurate regulatory transaction and position reporting across APAC (HKMA, MAS, ASIC, SEBI...
implementation of the regulatory requirements Advise business and supporting units on compliance issues Prepare compliance reports..., Corporate Governance, Law, or related disciplines Those candidates with experience in regulatory compliance is preferred...
implementation of the regulatory requirements Advise business and supporting units on compliance issues Prepare compliance reports..., Corporate Governance, Law, or related disciplines Those candidates with experience in regulatory compliance is preferred...
stakeholders Maintain daily IT processes to ensure compliance with internal procedures Assist in developing governance frameworks... matters Provide administrative and operational support as directed by supervisors Ensure IT operations align with regulatory...
-making and compliance. Coordinate team assignments and workflow in accordance with established internal procedures, acting... and workflow systems, ensuring accuracy and compliance with organizational policies. Assist in organizing team meetings, preparing...
as an innovator, industry thought leader and trusted advisor to our clients. The Regulatory Compliance Officer will support general... business and regulatory compliance matters for Hong Kong and also provide periodic regional coverage for other offices in North...
to high standards of governance and compliance across regions. The Regulatory Compliance Officer will support general... business and regulatory compliance matters in Hong Kong, with periodic regional coverage across North Asia. This role...
A prominent financial institution in Hong Kong is looking for a Financial Reporting Officer to prepare statutory... financial reports and assist in compliance system improvements. Candidates should have a Bachelor's degree in Accounting...
A prominent financial institution in Hong Kong is seeking a Compliance Officer to advise on regulatory requirements... of experience in legal and regulatory compliance, and demonstrate strong analytical and communication skills in both English...
A leading financial services company in Hong Kong seeks a Regulatory Compliance Officer to manage compliance programs... and perform AML checks. Applicants should have 3 to 5 years of experience in compliance/audit within financial services...
A leading financial services firm in Hong Kong is seeking a Compliance Officer to handle regulatory compliance tasks..., and supporting compliance training. The role is essential in ensuring adequate internal controls and responding to regulatory...
as an innovator, industry thought leader and trusted advisor to our clients. The Regulatory Compliance Officer will support general... business and regulatory compliance matters for Hong Kong and also provide periodic regional coverage for other offices in North...
as an innovator, industry thought leader and trusted advisor to our clients. The Regulatory Compliance Officer will support general... business and regulatory compliance matters for Hong Kong and also provide periodic regional coverage for other offices in North...
A multi-cultural investment bank in Hong Kong is seeking a Compliance Officer to oversee all compliance-related matters... as strong presentation and interpersonal skills. This role involves liaising with regulatory bodies and ensuring adherence to compliance...
compliance with Laws and Regulations in Hong Kong; Monitor the progress of regulatory related tasks; Maintain...The Role We are seeking a QA Officer / QA Assistant Officer to drive our QA policy. Key Responsibilities...
Strong Experience on automation controls Strong sense of compliance and risk control Attention to detail and accuracy... & positions regulatory reporting under APAC jurisdictions, such as HKMA, MAS, ASIC, SEBI etc for both Equities and Fixed Income...
meet local regulatory requirements while supporting product planning, documentation, and coordination with internal... framework. Maintain regulatory documentation, technical files, and tracking records. Communicate with the Department of Health...