they are now urgently looking fora Compliance Officer / Senior Officer to join the team in Hong Kong Job Description Ensure company... for any inquiries and requests Assist in consultation raised by operation team relating to compliance issues, including due diligence...
about the company. Our client is a leading insurance company and they are looking for a Senior Officer, AML Compliance... and corruption related advice to business units Coordinate due diligence on vendors or third parties to ensure the compliance...
A financial services group in Hong Kong is seeking a Compliance Officer / Senior Officer to ensure adherence... bodies, and assist with compliance consultations. Requirements include a degree in Law or Finance, at least 2 years...
A leading financial institution in Hong Kong is seeking a Responsible Officer (Type 1,2) to assist with compliance... and regulatory matters. You will ensure that business operations comply with relevant regulations, provide guidance on compliance...
of supporting documents and authorization relationships. Conduct general AML reviews to ensure compliance with regulatory... requirements. Provide general business compliance advisory to support various departments. Manage other compliance tasks and ad...
Responsibilities: Review, update, test and enhance the compliance frameworks on the Company's various business... Develop and conduct internal trainings on all compliance related issues Keep abreast of regulatory developments and provide...
, Portal Labs, and many more! Compliance Officer & Money Laundering Reporting Officer – Job Description (For MSO Licence... Application) Position Purpose The appointed individual will serve as both the Compliance Officer (“CO”) and the Money...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance.../ethics issues and providing guidance for the senior management team on matters relating to compliance. The Compliance...
A multinational investment firm in Hong Kong is seeking a senior professional to lead Corporate Finance strategic... planning and manage compliance processes. Candidates should have over 10 years of experience in finance transactions like IPOs...
involves developing risk policies, coordinating with business units for compliance, and reporting risk information to senior...A listed company in Hong Kong is seeking a Chief Risk Officer to lead the enterprise risk management function. The role...
A property development firm in Hong Kong is seeking a Responsible Officer to supervise SFC regulated activities... for communication is essential. This role offers a chance to work closely with senior management in a dynamic investment environment. #J...
- Reporting to the Head of Compliance, Hong Kong, you will: Serve as a trusted Compliance advisor to senior management... of the APAC Compliance strategy , focusing on Japan and Hong Kong equities markets. Conduct risk assessments, lead training...
Ashford Benjamin is proud to partner with a global investment management firm in hiring a senior compliance... professional for their Hong Kong office. This role offers broad exposure across all aspects of compliance, including regulatory...
A leading recruitment firm seeks a General Manager - Compliance & Sustainability in Hong Kong. This senior leadership... position involves overseeing compliance and sustainability programs, driving ethical practices across the supply chain...
Key Responsibilities: Directly report to the Head of Compliance in ensuring compliance with relevant legal... funds Serve as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance, Legal) and external...
- at least aggregate 2 years’ full-time post-qualification work experience in one or more of legal and Compliance or regulatory work... other duties as assigned by senior officers. Interested parties please send resume with date of available and expected salary...
- at least aggregate 2 years’ full-time post-qualification work experience in one or more of legal and Compliance or regulatory work... other duties as assigned by senior officers....
About the role We are seeking a dedicated and experienced Senior Human Resources and Administration Officer...; Ensure compliance with relevant labour laws and internal HR policies; Provide guidance and support to employees on HR...
We are seeking a dedicated and experienced Senior Human Resources and Administration Officer to join our dynamic team at Ydotx..., on-boarding and performance management; Administer employee benefits, payroll, and leave management; Ensure compliance...
as a Mortgage Service Officer / Senior Mortgage Service Officer. Principal Responsibilities Grow the Bank's mortgage lending... and external department to ensure mortgage documents are in compliance with the Bank's policies, guidelines and regulatory...