Job Description: Employer: DWS Group Title: Compliance Testing/Audit Lead - Banking/Financial Services Location.... Proven expertise in AFC and Compliance Testing or Internal Audit within a large complex financial services organization...
, audit or regulatory exam support, at least 3 of which should involve testing or audit. Experience/background in compliance... for every future! Purpose Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer...
through remedial actions. In this role you will lead the end-to-end testing of controls managing financial crime risks... What You’ll Do Conduct Anti-Financial Crime (AFC) testing to assess and review compliance with legal, regulatory, and Firm...
Compliance Contract type Permanent Contract Management position No Job summary The Lead Auditor conducts audit... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...
Compliance Contract type Permanent Contract Management position No Job summary The Lead Auditor conducts audit... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...
(e.g., Retail Banking, Commercial Banking, Capital Markets, Asset Management, Insurance); Financial Services industry... Demonstrates in-depth abilities and/or a proven record of success in the following areas: Financial Services products and services...
and services (e.g., Retail Banking, Commercial Banking, Capital Markets, Asset Management, Insurance); Financial Services industry... Demonstrates thought leader-level abilities as a team leader, emphasizing the following areas: Financial Services products...
of success in the following areas: Financial Services products and services (e.g., Retail Banking, Commercial Banking, Capital... Markets, Asset Management, Insurance); Financial Services industry companies, trends, and practices; Operational Resilience...
with experience in the Banking and Financial Services Industry. The ideal candidate will have expertise in risk management, compliance... in internal controls, risk management and/or compliance within financial services. Hands-on experience with tools like Archer...
of Investment Banking businesses, financial concepts, products and services ABOUT GOLDMAN SACHS At Goldman Sachs, we commit... and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the...
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...' experience in the banking and finance industry to lead audit coverage of finance related functions including Treasury and Product...
, where appropriate. Minimum Qualifications: 6+ years in a financial risk management function (e.g., audit, compliance, operations... and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. This Director of Regulatory & Audit Exam...
Job Description & Summary A career within Internal Audit services, will provide you with an opportunity to gain an understanding... in providing services related to process and controls, risk assessment and controls testing methodologies across the 3 lines...
will be an experienced audit professional with minimum ten years of experience within the financial services industry. The ideal candidate...K2 Integrity is seeking an Internal Audit Director to join our Assurance Services practice. This director...
[across any of first, second or third lines of defense] within the financial Services Industry, at a Category I, II or III banking... professionals have diverse backgrounds including internal controls, consumer compliance, technology, operational risk, financial...
breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking... or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: The incumbent...
breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking... or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: The incumbent...
specialty - Financial Audits, Treasury Audits, Risk Management Audits, BSA Compliance, Corporate Services, Mortgage Lending..., including announcement memo, audit scope, and work paper assignments. Lead and where necessary document, review, perform...
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... in a leadership role within banking, fintech, or financial services. Proven experience in developing models for commercial/wholesale...
Business Unit partners: Enterprise Risk Management, Internal Audit, Regulatory Compliance, Regulatory Affairs, Business Process... Owners, and Shared Services organizations. Coordinates Internal Audits, Compliance Tests, and External Exams with Business...