with commercial teams to ensure compliance initiatives support sales efforts. Provide training and guidance to commercial teams... and support to the Data & Research's Corporates commercial teams by leading compliance-focused conversations that drive revenue...
is preferred New York bar admission required Minimum 5+ years of professional work experience in a research compliance and export... and apply what is learned to an analysis of current College or MMC policy and/or a review of a pending proposal Ability to develop compliance...
, financial regulatory, securities laws compliance). Liaise with operations, tax, fund and compliance teams on a variety... guidance on corporate governance, regulatory matters, risk management strategies, and compliance best practices. Coordinate...
Credit Platform, including investment capture, investment funding, treasury management, portfolio compliance..., and administrator oversight. The CLO Compliance Senior Analyst will be responsible for overseeing the compliance process...
you will develop and maintain policies, implement continuous compliance monitoring in a multi-cloud and data center environment... and ensure we meet all regulatory compliance and contractual obligations. The ideal candidate will bring a proven track record...
's parent company is KKR & Co. Inc. (NYSE: KKR). TEAM OVERVIEW KKR's Compliance team is responsible for developing... and enforcing compliance policies and procedures, as well as tracking ongoing regulatory changes that may affect the firm. The team...
to align compliance initiatives. Training & Awareness: Develop and deliver training programs to educate employees on security...? Join our team. About the Role Role As a of Mgr InfoSec Governance & Compliance, you will play a critical role in ensuring...
, investor communications and responses to investor inquiries. Coordinate with compliance team on transaction and investment... funds-related compliance matters, including Adviser’s Act issues, trade clearance, regulatory filings and designing...
and ensuring compliance goals are met. Stakeholder Engagement & Training - Provide training and technical assistance... Compliance (EORC) supports HPDs mission by reviewing the integrity of applicants seeking to work on HPD-supported projects...
in coordinating and facilitating compliance-related training and communications for CFB employees. - Regularly update the People... management, compliance, labor relations, and policy implementation. The Compliance Specialist will report to the Deputy Chief...
Vontobel is seeking a highly motivated and experienced Senior Compliance Officer who is ready to take their career... to the next level. This role offers the opportunity to join our dynamic US Institutional Client compliance team and support...
in offsite digital. This individual will lead the end-to-end compliance program across Card and Non-Card Affiliate programs...-functionally with key stakeholders including Control Management, Legal, Compliance, Privacy as well as our external 3rd party...
of compliance training, attestations, etc. aimed at enhancing understanding and adherence to the firm’s policies. Seek improvement... seeking a Compliance Manager to join our Legal & Compliance team in New York, NY or Greenwich, CT. The Compliance Manager...
of compliance training, attestations, etc. aimed at enhancing understanding and adherence to the firm’s policies. Qualifications... seeking a Compliance Manager to join our Legal & Compliance team in New York, NY or Minneapolis, MN. The Compliance Manager...
Duties Description As a Tax Compliance Representative 1, you will perform a variety of central office functions... only, with at least one year of permanent, contingent-permanent, or 55b/c service in a Tax Compliance Representative 1; if you have less than...
compliance training to staff, ensuring thorough understanding of regulatory standards. Collaborate with leadership to develop... care in the comfort of patients' homes. We are currently seeking a driven and experienced Compliance Officer...
Legalization Program in certain community districts. As the Zoning Compliance Specialist, you will work with a team of seasoned... compliance under the City of Yes Zoning Amendments and the City's Basement Legalization Program, with the mission of promoting...
and performance indicators to senior management, committees and Boards. Update and ensure adherence to compliance training program...: The Head of Compliance, Americas will be responsible to lead the Americas compliance program, which encompasses Anti-Money...
? Join our team. About the Role Role As an Sr Mgr Infosec Compliance Governance, you will play a critical role in ensuring... our organization meets compliance standards and protects sensitive data across our international operations. You will work closely...
Legalization Program in certain community districts. As the Zoning Compliance Specialist, you will work with a team of seasoned... compliance under the City of Yes Zoning Amendments and the City's Basement Legalization Program, with the mission of promoting...