*** Develop, implement and execute various operational risk/compliance-related initiatives at the business line level, to include... data. Ensure all activities are appropriately vetted and approved by Operational and/or Compliance Risk Management...
License S65 (preferred) Certified Financial Planner (CFP) (preferred) Certified Investment Management Analyst (CIMA...) (preferred) Certified Public Accountant (CPA) (preferred) Chartered Financial Analyst (CFA) (preferred) Licensed Attorney/JD...