and control management, group policy implementation, and other key functions (e.g. data analysis, budget and expense oversight... opportunities for continuous efficiency improvements. 3. Conduct ongoing reviews of key controls, identify control weaknesses...
a productive, diverse and supportive working environment Adhere to HSBC policy, procedures and control requirements applicable...
) Responsibilities Develop audit plans for IT Audit engagements; Conduct audit planning, risk assessment, IT testing and control...
a productive, diverse and supportive working environment Adhere to HSBC policy, procedures and control requirements applicable...
maintaining the IT risk register, conducting risk and control assessments, and managing security exemption processes.... Responsibilities of the Role: Lead IT risk and control assessments across infrastructure, applications, and private cloud...
same. Key Responsibilities Perform governance reviews, internal control/ internal audit reviews, compliance reviews... Identify control/performance improvement opportunities for clients and communicate findings to management and client personnel...
with a strong presence in Private Wealth Management. The Business Control Unit acts as the first line of defense, ensuring robust risk... to detail, and a control mindset. Familiarity with PWM products and regulatory expectations (SFC, HKMA...
and resolve risk and control issues. Assist with regulatory examinations and auditing tasks related to credit risk. On-the...
Systems Manager (CISM) , Certified in Risk and Information Systems Control (CRISC) , Certified Internal Auditors (CIA...
to know the key operational risk area and design the appropriate risk tools to identify, access, migrate and control...
Team and works closely with various control functions to uphold corporate governance by providing professional business... purpose as well as for any new business initiatives Evaluate risk control/mitigations effectiveness of Business/Functional...
Director to exercise credit control over client accounts; Support risk monitoring function; Input and maintain all data..., analysis and related reports for credit control and regulatory request purpose; Provide administrative support to the...
’s Operational Risk (“OR”) Framework is duly implemented Assist business units in conducting Key Control Self-Assessments (“KCSAs... Handle complaints and liaise with relevant departments to identify the root cause / control loopholes and make...
at one of our operating units, BTCorporate Governance Limited, BTCGL which is one of the largest and most active internal control consultancy..., internal control, compliance advisory, financial due diligence, IT system review, ESG reporting, and forensic accounting...
Conduct technology risk control assurance reviews to ensure the first line of defence implements relevant technology risk...
global financial institution committed to excellence in wealth management and risk control. The team ensures compliance... of Defence Control Execution teams. Provide guidance and assistance to Control Team Leads to enhance overall quality and process...
and control assessment. Assist in responding to enquiries from regulators. Assume the backup for the Risk and Compliance Officer...
recommendations on control improvements and provide advice to Life Operations teams on AML matters The Person Minimum 8 years... controlled by, or under common control with the Company during that period, we may transfer your application to them...
, control and compliance required by the Group on wealth management business and local regulatory requirement Assist to conduct... robust review and enhance the business model, sales strategies, procedures, control measures, internal control and management...