Candidate with more experience will be considered as Senior Operational Risk Officer Fresh graduates would also be considered...’s Operational Risk (“OR”) Framework is duly implemented Assist business units in conducting Key Control Self-Assessments (“KCSAs...
as Operational Risk Officer Fresh graduates would also be considered...Responsibilities: Assist to ensure the Company’s Operational Risk (“OR”) Framework is duly implemented Assist...
Responsible Officer, the role focuses on daily risk monitoring, regulatory compliance, and strengthening risk controls... and implement robust risk management frameworks, policies, and controls covering both investment risks and operational risks of the...
derivatives. 負責公司在證券交易及場外衍生產品方面的風險管理框架。 Reporting directly to the Responsible Officer, the role focuses on daily risk monitoring..., regulatory compliance, and strengthening risk controls across investment and operational areas. 此職位直接向負責人匯報，專注於每日風險監察、監管合規，以及...
and monitoring programs, working with other departments on their operational risk management, ensuring adequate controls are in place... Risk Officer (BIRO) and coordinate with business teams and risk stewards to drive the regular and ad-hoc projects to comply...
Department Job Functions: Accounting, Asset Management, Bank Operations, Dealing & Trading, Quality Assurance, Risk Management..., Claims Responsibilities: Handle day-to-day settlement and operational support in one or more of the following areas...
approval Design and establish the compliance framework, including AML/CFT, risk management, and operational procedures... licensing process Requirements: Currently accredited by SFC as Responsible Officer for Type 1, 4 and 9 licenses Minimum 5...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
We are seeking a dedicated individual as an Senior Underwriting Officer (operations) to support Employee Benefits team... for underwriters' risk assessment Communicate finalized underwriting decisions to relevant departments and stakeholders Collaborate...
and establish the compliance framework, including AML/CFT, risk management, and operational procedures Recruit and train key... Requirements: Currently accredited by SFC as Responsible Officer for Type 1 licenses Minimum 5 years' experience in securities...
We are seeking a dedicated individual as an Senior Underwriting Officer (operations) to support Employee Benefits team... for underwriters' risk assessment Communicate finalized underwriting decisions to relevant departments and stakeholders Collaborate...
policies and internal control procedures to improve operational efficiency; Assist in budget planning compilation, budget...; Perform internal control, risk management and efficiency initiatives of the finance function; Collaborate with the team...
the Bank's risk management framework and optimize operational efficiency Support the implementation and enhancement... hoc tasks/projects as assigned Requirements: Degree holder in Risk Management, Finance, Economics, Accounting...
Job Title: Responsible Officer, SFC Type 1&4 Location: Central, Hong Kong Main responsibilities: act as the... Responsible Officer and supervise Type 1 and 4 regulated activities of the SFC manage overall securities dealing, settlement...
; and support annual budget planning and management of the income and expense in order to support the MSF operational needs... donations. Provide guidance and support to the philanthropy officer in executing diverse fundraising initiatives, including...
and expense in order to support the MSF operational needs. Co-manage top level one-to-one donors in major gift donor pool... or any documents required to actualize corporate donations. Provide guidance and support to the philanthropy officer in executing...
effective compliance and risk control frameworks. Conduct regular reviews of business processes to mitigate operational...Job Title: Responsible Officer (SFC Type1) Location: Central, Hong Kong Main Responsibilities: Lead and manage...
About the role: The Senior Investigation Officer, reporting to the Manager of Internal Audit, will be instrumental... cases, detecting misconduct, investigating various risk behaviors such as fraud, phishing, account theft...
approval Design and establish the compliance framework, including AML/CFT, risk management, and operational procedures... licensing process Requirements: Currently accredited by SFC as Responsible Officer for Type 1, 4 and 9 licenses Minimum 5...
maintenance. Proactively identify opportunities to streamline workflows and enhance operational efficiency Compliance & Risk...Responsibilities: Sales & Client Service Support: Act as the primary operational contact for the sales team...