to high‑impact advisory and control functions. JOB RESPONSIBILITY Provide compliance advisory support to Investment... or Capital Markets Compliance Strong knowledge of personal account dealing, control room operations, research compliance...
to high‑impact advisory and control functions. JOB RESPONSIBILITY Provide compliance advisory support to Investment... or Capital Markets Compliance Strong knowledge of personal account dealing, control room operations, research compliance...
and conflicts management compliance. Proficient in all key compliance control room activities such as watch/restricted list...: Be one of the key members of the compliance team to support ambitious growth agenda of EWHK. Conduct compliance activities...
. You will also be responsible for oversight of the control room and research compliance duties. Your Profile The successful candidate... for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business...
. You will also be responsible for oversight of the control room and research compliance duties. Your Profile The successful candidate... for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business...