on components of the 1LOD testing plans for Wealth LOBs' in accordance with the Enterprise Compliance Program and Operational Non...-Financial Risk Framework - Execute the 1LOD testing program for the Wealth LOBs and documenting results, outcomes...
Specialist Overview of the role: The Risk Specialist is responsible for ensuring the Wealth Management (WM) business... world’s most sophisticated clients using leading technology and exceptional service. Wealth Management – Risk Controls...
Control Specialist is responsible for providing support and oversight of the operational control environment for the... Investment Compliance Practice of Wealth Managment. The Specialist must consistently identify risk, articulate the risk...