are clearly documented and effectively communicated to all relevant business units. Regulatory Compliance & Monitoring... credit risk control framework. Help monitor key risk indicators (KRIs) and prepare regular credit risk compliance reports...
and provide internal trainings Responsibilities Review and enforce compliance programs in accordance with the policies.../offsite/ad-hoc surveys; Conduct regular and ad-hoc compliance reviews and self-assessments; Assist in compliance-related...
control effectiveness assessment, regulatory information reports, and other compliance-related tasks. · Draft meeting... minutes, prepare resolutions, and archive documents. · To ensure all AML/Compliance-related processes are in place including...
Compliance Program for a trial Hong Kong warehouse sales operation managed by our Mobile Asset Value Recovery business (AVR... for establishing and directly managing the Hong Kong Compliance Program, tailored to the specific Compliance needs and risks for Hong...
Responsibilities: Able to independently manage and provide compliance advice on AML and related assignments... a client or counterparty; Able to independently provide product compliance support for funds and investment vehicles (e.g...
in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review... and practices Provide compliance advice to business and support units Degree in law, finance or accounting or related discipline...
Ensure that procedures and processes are in compliance with all policies, rules, guidelines, requirements prescribed... set by regulators and the Bank Provide advices on business initiatives for mitigating compliance, fraud, technology...
general compliance work, including but not limit to manage licensing (licensed representatives, responsible officers, MIC... compliance advice on AML and regulatory compliance related assignment and issues, e.g. handle institutional risk assessments, CDD...
. Monitoring staff personal account transactions. Review escalations from Group Compliance, including data collection, analysis...Your new company We are seeking a detail-oriented and proactive Compliance Review, Monitoring & Testing Specialist...
from you. About the Role Support the Associate Director, Corporate Compliance and partner with other Compliance functional leads... the implementation of a fit-for-purpose compliance framework on regulatory compliance programs, including the following...
. Monitoring staff personal account transactions. Review escalations from Group Compliance, including data collection, analysis...Your new company We are seeking a detail-oriented and proactive Compliance Review, Monitoring & Testing Specialist...
compliance, and system business data consistency. Responsible for conducting special audits on income and providing process... of relevant work experience in marketing, data analysis, etc. Candidates with similar experience in telecommunications or related...
Compliance Program for a trial Hong Kong warehouse sales operation managed by our Mobile Asset Value Recovery business (AVR... for establishing and directly managing the Hong Kong Compliance Program, tailored to the specific Compliance needs and risks for Hong...
regulations (such as GDPR, Hong Kong Personal Data (Privacy) Ordinance, etc. Support the formulation and update of compliance... to enhance staff awareness of AI compliance Collaborate with data science, risk control and legal departments to provide...
Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank... regular and ad-hoc compliance reviews and self-assessments; Assist in compliance-related projects, initiatives, and system...
financial compliance system and management information systems to ensure the financial data provided meet the requirements...]. For details, please visit and refer to the page "Join Us". We are an Equal Opportunities Employer. Data collected would be used...
compliance system and management information systems to ensure the financial data provided meet the requirements of HKMA... “Join Us”. We are an Equal Opportunities Employer. Data collected would be used for recruitment purposes only. Applicants who do not hear...
in multidisciplinary teams with profiles as diverse as financiers, legal experts, data scientists, developers, engineers and designers... and mitigating compliance risks. Provide reasonable assurance that the Bank and its employees comply with applicable laws...
in multidisciplinary teams with profiles as diverse as financiers, legal experts, data scientists, developers, engineers and designers... and mitigating compliance risks. Provide reasonable assurance that the Bank and its employees comply with applicable laws...
the overall compliance and operational risk for the Southeast Asia (SEA) and Hong Kong market. Oversee audit... potential risks, and provide actionable recommendations. Utilize data analysis and thematic reviews to proactively identify...