. What You Will Do: Reporting to the Manager, Dealer Compliance, the Dealer Compliance Manager is responsible for administering and enhancing the... compliance program along with the Vice President, CCO Dealers and Manager, Dealer Compliance. The Dealer Compliance Manager...
The Senior Business Associate is a member of the North America Broker-Dealer Legal Entity Governance Team... framework including executing Manager’s Control Assessment testing, operational loss processes, and corrective actions. Prepare...
. Job Description: About the role: The SLGI Compliance Manager reports to the Director and Deputy Chief Compliance Officer, SLGI Asset Management... second line of defense compliance function to ensure SLGI AM registrable activities as an Investment Fund Manager, Portfolio...
. Job Description: About the role: The SLGI Compliance Manager reports to the Director and Deputy Chief Compliance Officer, SLGI Asset Management... second line of defense compliance function to ensure SLGI AM registrable activities as an Investment Fund Manager, Portfolio...
Compliance to join our Compliance team. Reporting to the Director AML Compliance, the Manager AML Compliance is primarily..., find out more about what Aviso has to offer at . The Opportunity: We're looking to fill an opening for a Manager, AML...
Compliance to join our Compliance team. Reporting to the Director of Trade Compliance the Manager, Trade Compliance... to its people, find out more about what Aviso has to offer at . The Opportunity: We're looking for a Manager, Trade...
The Senior Country Compliance and Operational Risk Manager is a key role, reporting directly to the Chief Compliance... Must-Haves A minimum of 10 years of compliance experience with a full-service investment dealer. Strong, verifiable...
for a Compliance Analyst to join our Compliance team for 9 months. Reporting to the Manager, Compliance Strategy and Analytics, the... Compliance Analyst is responsible for assisting with a wide range of compliance projects, ensuring adherence to regulatory...
Looking For: Minimum of 4 years mutual fund manager or dealer experience, most recently in a Compliance or related role... Overview As part of the Fidelity Oversight Division, the Compliance Department is responsible for establishing...
entities: CIRO dealer, investment counsel, asset manager, U.S. Registered Investment Advisor (RIA) and insurance company...: Harbourfront Wealth is seeking a highly skilled and results-driven Digital Marketing Manager with 5+ years of experience to lead...
Senior Manager, Product Taxation, Savings & Investments will support the oversight and execution of the RBC’s Personal Bank... Savings & Investments product tax strategy, ensuring compliance with evolving legislative requirements and regulatory...
for a Sales Compensation Manager to join our Total Rewards team. Reporting to the Director, Total Rewards, the Sales... Compensation Manager is responsible for overseeing sales incentive compensation at Aviso. This role will design and implement...
OVERVIEW We are seeking a hands-on Equity Options and Listed Futures Product Manager (Contract) to support the... Manager,” this role is fundamentally a business–technology execution role requiring deep understanding of listed derivatives...
, The Manager, Financial and Regulatory Reporting will influence and oversee the regulatory financial reporting to Canadian... or regulatory reporting or broker dealer industry Experience in financial analysis and financial/regulatory reporting Excellent...
and effectively manage operations in the areas of: Sales Performance; Repair Optimization and Compliance; Parts and Accessories Sales... and captivate their customers. Job Description Summary The Program Manager oversees the coordination and administration...
and effectively manage operations in the areas of: Sales Performance; Repair Optimization and Compliance; Parts and Accessories Sales... and captivate their customers. Job Description Summary The Program Manager oversees the coordination and administration...
for a Social Media Strategist and Community Manager for 12 months. Reporting to the Director of Marketing, Qtrade, the Social... Media Strategist and Community Manager leads the development and execution of Qtrade's, NEI's and Aviso Wealth's social...
Join the ride! Position: Collision Centre Manager Collision: Excellence Auto Collision - Silver Star Location... and a division of AutoCanada. AutoCanada is the largest Canadian owned and publicly traded automotive dealer group operating...
, investor, or dealer matters. The Manager ensures team deliverables are completed accurately and on time..., investor statements, and related correspondence. The Manager coordinates the payment of commissions to advisors and dealer...
Opportunity We are seeking an experienced Product Manager with direct wealth management domain experience to own outcomes... lifecycle, trading, compliance, reporting). Anticipate regulatory and operational implications of product decisions. Serve...