motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firm's registered swap dealer... Futures Association (NFA). The Compliance Officer will work closely with senior compliance officers to monitor trading...
, Derivatives Compliance & Market Conduct Officer, the role provides expert advisory, manages critical exchange/clearing compliance... Life: We are seeking an experienced Derivatives Compliance and Market Conduct professional. Reporting to the Director...
for a Surveillance Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity... and Communications) across a range of asset classes (Cash Equity, Fixed Income, Commodities, Derivatives (Futures, Options, Swaps...
Job Description: The Head of Compliance for Energy and Commodities Business and Chief Compliance Officer FCM role... Officer for the FCM. This role demands a deep understanding of the Energy and Commodities sector and FCM compliance...
About the Role iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Officer to own and oversee... ETFs, including derivatives, valuation, liquidity, and related rulemaking. Design, implement, and maintain compliance...
About the Role iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Officer to own and oversee... ETFs, including derivatives, valuation, liquidity, and related rulemaking. Design, implement, and maintain compliance...
Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control...
Senior Vice President, Senior Compliance and Transformation Officer to lead critical components of the firm’s global... compliance program while driving technology enabled innovation and operational excellence. This is a high impact leadership role...
Compliance Officer in our Miami office. In this role, you will serve as the on-site Compliance lead, providing regulatory...Job Description: We are seeking a seasoned compliance professional to join Cantor Fitzgerald as the VP, Senior...
, or compliance audits Provide general administrative support to the Chief Legal Officer and legal team as needed Education... motivated and detail-oriented undergraduate intern to join our Legal and Compliance team during a transformative period...
. Managing non-compliance incidents and reporting to the Chief Compliance Officer are key tasks. You'll also assist with the...: In this role, your day involves overseeing the Swap Dealer Compliance Program, ensuring adherence to CFTC, NFA, and SEC regulations...
Banking & Markets- Public Compliance officer is to assist the firm in preventing, detecting and mitigating compliance...Job Category: Associate Job Description: Global Compliance Our division prevents, detects and mitigates...
Who we are looking for State Street Markets Swap Dealer Compliance seeks a Compliance Officer to advise internal... is required as this role will assist the Swap Dealer businesses and the Swap Dealer Chief Compliance Officer (CCO) in carrying out...
US Compliance team is looking for an Associate candidate (Senior Compliance Officer) to join the new Fixed Income Trade Surveillance...Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...
skills and discover what you excel at—all from Day One. Job Description The Chief Operating Officer for the Macro... of business strategy, infrastructure, technology, compliance and risk management, change management, and cost / expenses. In the...
Risk & Structuring Officer Career Launch AI Talent Network Location: New York, NY (Hybrid) Employment Type: Full... type of Risk & Structuring Officer roles featured within the Career Launch AI Private Job Board. It is not a direct job opening...
Based Lending credit risk professionals. In Risk Management and Compliance, you are at the center of keeping JPMorgan Chase.... As an Executive Credit Officer in Asset Based Lending Credit Risk, you will be part of the firm's risk governance framework...
The Vice President / Credit Officer will serve as a senior approver within the credit function, focusing on leveraged... terms. Analyze leveraged loan and ABL financing proposals, including ancillary products such as derivatives and hedging...
candidate for the function of (Senior) Investment Officer, with a specific focus on investment operations. The Investment Unit... in compliance with International Financial Reporting Standards (IFRS) on a periodic basis. Performing pricing checks on valuations...
company’s success. As a Bank Risk Investment Officer within PNC's Market Risk Oversite organization, you will be based... on Interest Rate Derivatives, FX, Commodities, Structured Products, and advanced risk metrics such as VaR, CVA, and stress testing...