Technology Controls Testing and Monitoring The Team: Digital Solutions (DS) is an enterprise-shared technology service enabling... a comprehensive controls testing and monitoring methodology. Lead the inherent risk assessment across various technology processes...
to trade surveillance review. The Head of Monitoring and Surveillance will also be responsible for managing controls... development and implementation of monitoring and testing routines relating to Capital Markets rules and regulations. - Direct...
to trade surveillance review. The Head of Monitoring and Surveillance will also be responsible for managing controls... development and implementation of monitoring and testing routines relating to Capital Markets rules and regulations. - Direct...
and controls. - Oversee the development and implementation of monitoring and testing routines relating to Capital Markets rules..., with a strong focus on compliance, surveillance, monitoring and controls. Required skills Specialist Training Essential: Series 7, 24...
improvement of risk management processes. This is a Director (P3) level position within Technology Audit, which is responsible..., and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring) Ability to identify and analyze...
improvement of risk management processes. This is a Director level position within Technology Audit, which is responsible..., and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring) Ability to identify and analyze...
and efficiency across the first line via the teams including Enterprise Control Management. The Enterprise Control Management team... within AENB operates as a Center of Excellence to serve as a central support hub for all first-line control management teams...
by others, including risk identification, risk controls, and risk monitoring and reporting Drive the socialization, adoption, consistency...’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward...
, review and challenge assessments performed by others, including risk identification, risk controls, and risk monitoring... recovery risks and policy/standard/procedure compliance relating to controls design and effectiveness, testing processes...
’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward... will provide more details. RESPONSIBILITIES Oversee the execution of the Disaster Recovery (DR) planning and testing program...