An international financial services firm is seeking an experienced Equities Compliance Officer to join its expanding... markets compliance team. This role focuses on compliance with sales and trading regulations and requires over 8 years...
An international financial institution is seeking a compliance candidate to join its market compliance team. Key... Responsibilities: Support the senior in managing the company’s compliance with applicable laws, regulations, and internal policies...
An international financial services firm is seeking an experienced equities compliance professional to join its... expanding market compliance team. My client is looking for an experienced Equities Compliance Officer to support their markets...
We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment... bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance...
products like Equities and Fixed Income. The role involves providing compliance advisory, reviewing product proposals...A global investment bank in Hong Kong is looking for candidates for a regulatory compliance advisory role. Applicants...
Regional Institutional Client Service & Account Management VP / Director APAC Institutional Client Service & Account... Asset & Alternative Investment Manager offering comprehensive fixed income, equities, multi-asset solutions, and private...
is essential Familiar with the Greater China & Asian Equities Markets Excellent written and presentation skill in English... with a professional team of cross asset classes of investment advisors Accountable for timely trade execution of equities and structured...
to Equities, Futures & Options, Fixed Income, and more. The successful candidate will play a key role in not only driving sales... for developing and executing on marketing strategy. Standard Responsibilities Ensuring compliance with the company’s regulatory...
equities Communicate directly with front office regarding important transaction settlements Client, Exchange, and broker... trade and position reconciliation Corporate action for equities (including HK, CN, US, JP, SG and TH markets), fund...
equities Communicate directly with front office regarding important transaction settlements Client, Exchange, and broker... trade and position reconciliation Corporate action for equities (including HK, CN, US, JP, SG and TH markets), fund...