. Solid understanding of trade lifecycle, trade bookings, and market operations. Ability to work closely with front office... support or middle-office experience in an investment bank. Prior team management or supervisory experience strongly preferred...
. Provide real-time compliance advisory to PWM Front Office business operations on trading, investment and client interactions... changes and deliver compliance training to PWM Front Office on new regulations and firm standards. Review marketing...
Responsibilities Work within the front office, compliance team and operation team, perform client on-boarding...
quality of KYC documentation complies with internal policies and regulatory requirements; Coordinate with the Front Office...
Requirements: Degree/Diploma holder in Hospitality Management or other related disciplines Minimum 3-5 years experience in Front... Office Self-motivated, independent, strong interpersonal and communications skills Good proficiency in written and spoken...
for Treasury Markets Division as required by the Bank; Coordinate with front office/back office and legal for ISDA/GMRA... and to pursue a bright and exciting future. Responsibilities Coordinate with frontline traders, back office to ensure smooth...
Job Description Oversee end-to-end futures business operations, encompassing front-office client services, middle...-office risk control and back-office settlement. Ensure daily operations are conducted efficiently and in full compliance...
, such as formulating management guidelines or carrying out sample checks. Provide necessary risk control-related support to front-line... and independently. Good understanding of industry dynamics and local market changes. Excellent skills in MS office and data analysis...
. Knowledge in Insurance Front‑office/ Products/Process and Insurance Core System Knowledge in project management (Waterfall...
operations: loans administration/deposits/account opening/e-banking services and etc; preferably with front-line or customer...-driven Self-motivated, independent and able to work under pressure Conversant in MS Office Applications Good command...
of our digital solutions with solution providers Work closely with other back office functions to ensure a seamless front-to-back...
as assigned by management Requirements Minimum 3 years of hospitality Sales or Front Office experience Self-motivated...
. Work closely with Operations, Technology, and Front Office teams to operationalize risk policies into account opening...
of related legal entities. -Update system data on timely basis and reconcile data and act as key contact point with front... office and other departments -Provide assistance in projects and provide on-going improvements to the finance operation...
exceptions and findings. Conduct QA checks relating to AML and CDD requirements. Act as intermediary between Front Office... clients, offshore companies, family trust structure clients. What will you do? Ensure KYC profiles submitted by Front...
with Brokerage Administration and Support Team to ensure a robust business support foundations for our front lines and Brokers... process in our office area to deliver a one-stop service platform for brokers Job Requirements Bachelor degree...
the quality of KYC documentation complies with internal policies and regulatory requirements; Coordinate with the Front... Office to prioritize account requests and keep them appraised of progress; Liaise with other internal stakeholders...
matters Communicate with payment team on daily expenses and settlement Business partnering with management, front-office...
operational risk frameworks and policies Partner with front office, middle office, and support functions to identify...
initiatives. Act as KYC/AML Champion for HK WM, and be the primary interface with Front Office, WMO, Internal Audit, FCSS... industry, at least 8 years in Private Banking or Wealth Management and as a people manager. Possess critical thinking and able...