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for the Finance & Business Management organization. As a Global Investment Governance Product Manager and L1 Application... Support - Vice President in the Portfolio Investment Governance Product team, you will lead the end-to-end product life cycle...
, this involves investigating alert referrals submitted by the Level 1 (L1) offshore surveillance team or escalations from the Front... indicators of market abuse and escalating cases where appropriate, including those that may lead to the submission of Suspicious...
those that may lead to the submission of Suspicious Transaction or Order Reports (STORs) to the regulator. Regular engagement... from our offshore Level 1 (L1) Review Team on a timely basis, including enquiring or escalating any issues or potential compliance...