regulatory advice Job description: Global Markets Compliance VP Corporate Title: Vice President Department: Compliance... discipline Professional qualifications (e.g. legal, compliance, securities markets) Minimum 7 years of relevant markets...
A prominent financial institution in Hong Kong is seeking an Equity Compliance Advisor to support the Global Markets... Compliance team. The role includes providing regulatory guidance, preparing reports, and liaising with industry bodies...
Markets Compliance team for Equity business by (i) providing professional, timely advice and guidance to the business, (ii...Job Description Details of the Division and Team: The key functions of this role are to provide support to the Global...
A major global financial institution is seeking a Vice President for Global Markets Compliance in Hong Kong..., and managing conduct and market risks. The ideal candidate will have over 7 years of experience in markets compliance...
, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity... prosperity of all." Job Summary: The Regulatory Compliance, Markets & Operations team under Group Compliance manages...
, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity... prosperity of all." Job Summary: The Regulatory Compliance, Markets & Operations team under Group Compliance manages...
, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice... they support for the prosperity of all." Job Summary The Regulatory Compliance, Markets & Operations team under Group...
, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity... prosperity of all." Job Summary: The Regulatory Compliance, Markets & Operations team under Group Compliance manages...
Job Description - SVP/VP, Team Lead, COO Office HK – Production Support, Global Financial Market (240000EN... product range, including foreign exchange, as well as interest rates and derivatives. Global Financial Markets (GFM...
in 19 countries and regions. Job Summary: The Business Manager serves as a key business enabler for the Global Markets... in finance, Economics or a related field Minimum of 7 years of relevant experience in Global Markets/Treasury environment...
Vice President, Human Resources – Global Markets (Confidential Search) Location: Hong Kong Company: Leading Global.... Key Responsibilities Act as a trusted HR Business Partner to senior leaders within Global Markets. Lead and execute HR...
Vice President, Human Resources – Global Markets (Confidential Search) Location: Hong Kong Company: Leading Global.... Key Responsibilities Act as a trusted HR Business Partner to senior leaders within Global Markets. Lead and execute HR...
The Role AVP/VP, Equity Capital Markets, IBD Key Accountabilities Origination & Client Coverage Equity...; Comprehensive understanding of the regulatory framework, listing rules, and equity capital-markets compliance requirements...
, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity... integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX...
, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity... integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX...
, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity... integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX...
, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity... integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX...
and capital markets firm. They are currently looking for a VP Compliance to join the team in Hong Kong. As VP Compliance...-markets scenarios. You will maintain and update APAC compliance policies and procedures and deliver training on restricted...
Overview Ashford Benjamin is proud to partner with a global investment management firm in hiring a senior compliance... professional for their Hong Kong office. This role offers broad exposure across all aspects of compliance, including regulatory...
CLIENT BACKGROUND Our client is a global financial institution with strong investment banking and capital markets... or Capital Markets Compliance Strong knowledge of personal account dealing, control room operations, research compliance...