A Series A stablecoin payments company is seeking a Head of Compliance to join them in NY. The Head of Compliance... will assume primary responsibility in implementing a best-in-class compliance program, ensuring adherence to international...
A Series A stablecoin payments company is seeking a Head of Compliance to join them in NY. The Head of Compliance... will assume primary responsibility in implementing a best-in-class compliance program, ensuring adherence to international...
Job Description: The Head of Compliance, Branches, Digital, and Marketing supports the development, implementation, and maintenance.... Role supports the Compliance Management System and CCO mandate by managing in scope compliance aspects of the applicable...
Job Description: The Head of Compliance, , Real Estate Secured Lending and Auto Finance supports the development, implementation... and CCO mandate by managing in scope compliance aspects of the applicable laws and regulations having a significant impact...
Compliance and Trading Manuals. Undertake special compliance-related projects assigned by the Head of IAC and/or CCO. Minimum... Opportunity Assist the Head of Investment Advisory Compliance in administering the firm’s Compliance Program, focusing...
, audits, regulatory change and resulting findings/issue management Collaborate with CUSO CCO team members to communicate... changes to control effectiveness so that relevant CUSO CCO team members can update risk registers and other framework tools...