和更新内部政策和程序 · Formulate and update internal policies and procedures · 合规部主管分派的其他合规工作 · Other compliance duties as assigned by the Head... care and other hot industries. Key Responsibilities 主要职责: · 对公司资产管理和自营业务提供合规意见; · To provide compliance advice...
Heads, and as relevant Compliance and Head of WBG Provide reasonable assurance of compliance with applicable regulatory... in 19 countries and regions. Job Summary Reporting to the VP of Business Compliance in Wholesale Banking Group (WBG...
. Responsibilities: Perform ongoing risk management and compliance activites in the MPF and SFC trustee business, include... but not limited to: Update the risk and compliance related procedure manuals Assist in the planning and execution of the compliance...
and Head of WBG Provide reasonable assurance of compliance with applicable regulatory and internal/ Group requirements... job holder is required to work closely with RMs and Compliance to ensure assessments adhere to bank standard and provide advisory...
description: Financial Crime Compliance Officer will be based in Nomura's Singapore office and reports to the Head of IWM Financial Crime...JOB DESCRIPTION Job title: Financial Crime Compliance Officer Corporate Title: Vice President Department: Compliance...
monitoring and internal compliance/ethnical standards. Assist the Head of Compliance in managing the regulatory risk of Pictet... Group in Hong Kong. Assist the Head of Compliance in implementing effective Compliance related monitoring plan, measures...
by the Manager or Head of Compliance. Identify potential issues or concerns and prepare findings with recommendations...Your new role Support the company's regulatory compliance efforts, including document drafting and review, attending...
to regional coverage, as directed by the Head of Asia Compliance. Key Responsibilities: Ensure adherence to SFC regulations...Our client, a leading global private markets investment firm, is seeking a Compliance Officer to join their Hong Kong...
by the Manager or Head of Compliance. Identify potential issues or concerns and prepare findings with recommendations...Your new role Support the company's regulatory compliance efforts, including document drafting and review, attending...
Your new role Assist the Head of Compliance and MLRO in conducting money laundering investigations by analysing... (SARs) in accordance with regulatory requirements Collaborate with internal teams (e.g., Compliance, Risk, Operations...
Your new role Assist the Head of Compliance and MLRO in conducting money laundering investigations by analysing... (SARs) in accordance with regulatory requirements Collaborate with internal teams (e.g., Compliance, Risk, Operations...
with the Regional Head of Compliance, Asia to keep our compliance framework robust, effective, and aligned with regulatory...Summary and Overview Assistant Manager, Compliance & Risk Hong Kong Permanent Full Time Competitive Salary...
Your new role Assist the Head of Compliance and MLRO in conducting money laundering investigations by analysing... (SARs) in accordance with regulatory requirements Collaborate with internal teams (e.g., Compliance, Risk, Operations...
of customer accounts based on AML Alerts and analytical reports. Assist the Head of Compliance & MLRO with conducting money...On behalf of an international commercial bank, we are seeking a compliance officer with 2-5 years’ experience with AML...
Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible... for providng compliance coverage to the CICC group of companies (the “Firm”) for its Equities, FICC and Wealth Management business...
seeking qualified candidates for the position of Compliance Officer or Compliance Manager to address our growing investment... advisors for Hong Kong Stock Connect granted by the China Securities Regulatory Commission in October 2018. Compliance...
As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible... for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business...
. What you’ll do This role sits within the Legal, Risk & Compliance (LRC) – Compliance team, reporting to the Head of Legal... and Compliance. You will translate Visa Core Rules and Visa Product and Service Rules, along with Visa brand usage guidelines...
and regional standards related process across. The incumbent will report directly to the Head of Conduct and Fraud Risk Compliance...Manager, Compliance page is loaded## Manager, Compliancelocations: Taikoo Shing, Hong Kong Islandtime type: Full...
in Asia, provide excellent career opportunities and staff benefits. As part of an important part of HK Compliance Team..., they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team expansion, you will report to the...