Compliance Officer/Compliance Manager To support the expansion of our mutual fund business, Da Cheng International... Asset Management Co. Ltd. is currently seeking qualified candidates for the position of Compliance Officer or Compliance...
seeking qualified candidates for the position of Compliance Officer or Compliance Manager to address our growing investment... Officer/Compliance Manager Responsibilities: 1. Conduct day-to-day investment guideline management activities within the...
RESPONSIBILITIES Report to Head of Legal & Compliance Provide compliance advice and solution to management... and departments Formulate and review general compliance manual, AML and other internal policies and procedures Keep abreast...
salary? How many years' experience do you have as a Legal and Compliance Officer? How many years' experience...Responsibilities Provide compliance advice and solution to management and departments Formulate and review general...
RESPONSIBILITIES Report to Head of Legal & Compliance Provide compliance advice and solution to management... and departments Formulate and review general compliance manual, AML and other internal policies and procedures Keep abreast...
OSL Group is looking for a Compliance Manager in Hong Kong. This role focuses on providing compliance (regulatory... compliance, AML and surveillance) support to Hong Kong as well as firmwide initiatives and projects, and maintaining effective...
Qualifications Bachelor degree in a relevant discipline Minimum of 2 to 5 years of compliance experience in SFC RA... to insurance broker company compliance and full-fledged securities firm being an advantage Good communication skills...
A Magic Circle firm is seeking a Compliance professional with experience in conflicts. Candidates will gain APAC...
internal policies and regulations are documented and effectively implemented Perform risk and compliance related tasks...
, with a primary focus on Type 1 licensed activities. Work closely with the Responsible Officer (RO) to provide compliance support... and Compliance Manager in charge. Requirements Bachelor’s degree in Law, Finance, Business Administration, or a related...
inclusion. Role Overview We are seeking a Compliance Officer / Compliance Analyst to support and strengthen United Stables... reviews, and inspections by competent authorities Work closely with the Compliance Manager and senior stakeholders on ongoing...
Compliance Officer will work under our Central Compliance team and participate in the areas of licensing, SFC regulatory...Position Description CITIC CLSA's Compliance Department is responsible for ensuring that CITIC CLSA complies...
Position Description The Compliance Officer, Financial Crime will be part of the CLSA's Regional Financial Crime... Compliance team, Legal and Compliance, reporting into the Regional Head of Financial Crime Compliance. He/she will work with the...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
致遠。 Position: Compliance Officer, AML 反洗錢合規崗 Department: Legal & Compliance Department Responsibilities Ensure the branch... on compliance issues and prepare regular compliance reports. Assist the Department Head and Compliance Manager to provide training...
Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company... as Compliance Manager. #J-18808-Ljbffr...
as Legal & Compliance Officer Why joining Sony? Sony is a place where each and every one of our unique individuals can...Responsibilities Assist the Head of Legal & Compliance in providing professional Legal services, compliance and data...
Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities... with IT team and perform user acceptance test to validate, review and rectify drawbacks found; Handle ad hoc compliance...
Responsibilities Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities... with IT team and perform user acceptance test to validate, review and rectify drawbacks found; Handle ad hoc compliance...
A renowned construction safety firm seeks a Safety Manager in Hong Kong to develop and oversee comprehensive safety... certification, is required. This position offers an exciting opportunity to ensure safety compliance on-site while leading audits...