seeking qualified candidates for the position of Compliance Officer or Compliance Manager to address our growing investment... Officer/Compliance Manager Responsibilities: 1. Conduct day-to-day investment guideline management activities within the...
and Compliance Management Team. Responsibilities: Define & track action plans against internal/external audit recommendation... and operational efficiency for technology operations processes. Coordinate trainings to promote risk management and compliance...
-1.5 line of defense to advise business on compliance and control matters Conduct AML compliance, transaction monitoring... of regulations Identify possible compliance / operational risks, provide recommendations to mitigate relevant risks and coordinate...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
Position Overview As the MLRO & Compliance Officer for our Hong Kong operations, you will be the appointed Money... Laundering Reporting Officer under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (AMLO) and lead the local...
, Fund Manager category. Your Mission (Should You Choose to Accept It) Compliance Officer / Legal Associate role sits... compliance requirements. You’ll work closely with colleagues across jurisdictions, bringing a proactive approach, sound legal...
Manager Compliance, Chief Compliance Officer & Senior Management informed of progress of Compliance related affairs in the...Task Responsibilities: Manage day-to-day operations of the Cargolux (CV) Compliance Program at the Asia/Pacific...
Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities... with IT team and perform user acceptance test to validate, review and rectify drawbacks found; Handle ad hoc compliance...
to conduct AML Compliance review/ testing Assist to implement the AML policies and procedures to manage the financial crime... to The Human Resources Manager, Bank of Communications Co., Ltd., 10/F, Bank of Communications Tower, 231-235 Gloucester Road...
. Serve as the Manager-in-Charge (MIC) for Compliance, ensuring regulatory accountability Support the launch and ongoing...Your new role Oversee compliance activities for the Hong Kong office of a rapidly expanding asset management firm...
. Serve as the Manager-in-Charge (MIC) for Compliance, ensuring regulatory accountability Support the launch and ongoing...Your new role Oversee compliance activities for the Hong Kong office of a rapidly expanding asset management firm...
Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities... with IT team and perform user acceptance test to validate, review and rectify drawbacks found; Handle ad hoc compliance...
.com Job DESCRIPTION: You will assist the Asia Pacific Compliance Manager located in Nanjing: Assist in overseeing corporate compliance programme Ensuring... documentation and client database is updated Supporting the preparation of different and regular compliance reporting Supporting...
Manager of AML/CFT Financial Crime Compliance, GWAM Asia Manulife is committed to maintaining the highest standards... Compliance to support our efforts in ensuring effective governance and compliance across the region. The Manager of AML/CFT...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... professional to take charge of end-to-end compliance matters across our fixed income operations. 工作内容 As a Compliance Officer...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... professional to take charge of end-to-end compliance matters across our fixed income operations. 工作内容 As a Compliance Officer...
its staff members. Responsibilities: Collaborate with relevant departments and provide compliance guidance during the... gap analysis to assess the impact of new regulatory changes that are applicable to the Bank Group Provide compliance...
Compliance Officer (CCO) and regional MLRO, reporting to them and appropriate senior management / leadership, the Hong Kong board...-Money Laundering (AML) and Counter Terrorism Financing (CFT) professional to act as the Money Laundering Reporting Officer...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... professional to take charge of end-to-end compliance matters across our fixed income operations. 工作内容 As a Compliance Officer...