salary? How many years' experience do you have as a Legal and Compliance Officer? How many years' experience... requirements and prepare ad‑hoc reports at the request of management Coordinate with other departments on legal, compliance...
as Legal & Compliance Officer Why joining Sony? Sony is a place where each and every one of our unique individuals can...Responsibilities Assist the Head of Legal & Compliance in providing professional Legal services, compliance and data...
Compliance Officer/Compliance Manager To support the expansion of our mutual fund business, Da Cheng International... Asset Management Co. Ltd. is currently seeking qualified candidates for the position of Compliance Officer or Compliance...
RESPONSIBILITIES Report to Head of Legal & Compliance Provide compliance advice and solution to management... with other departments on legal, compliance and company secretarial matters Liaise with government bodies and handle regulators’ enquiry...
RESPONSIBILITIES Report to Head of Legal & Compliance Provide compliance advice and solution to management... with other departments on legal, compliance and company secretarial matters Liaise with government bodies and handle regulators’ enquiry...
OSL Group is looking for a Compliance Manager in Hong Kong. This role focuses on providing compliance (regulatory... compliance, AML and surveillance) support to Hong Kong as well as firmwide initiatives and projects, and maintaining effective...
About Our Client Our client is a multinational retail/ sourcing company. They are looking for a Legal Officer..., and approve vendor set‑up and change requests from a legal compliance perspective. Prepare draft supply agreements by inputting...
management. We are expanding our legal team to support ongoing regulatory development, product structuring, and compliance...). Experience in fintech, virtual asset regulations, and operational compliance is essential. Key Responsibilities Provide legal...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
Position Description The Compliance Officer, Financial Crime will be part of the CLSA's Regional Financial Crime... Compliance team, Legal and Compliance, reporting into the Regional Head of Financial Crime Compliance. He/she will work with the...
Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company... adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare...
致遠。 Position: Compliance Officer, AML 反洗錢合規崗 Department: Legal & Compliance Department Responsibilities Ensure the branch... on compliance issues and prepare regular compliance reports. Assist the Department Head and Compliance Manager to provide training...
Investment Compliance Manager - PB Products, Corporate Bank Client Details Our client is seeking an experienced... Investment Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate...
Overview Join Allianz Global Investors as Investment Compliance Manager - 12 Months Contract in Singapore within the... colleagues in Asia, Europe and the United States, as well as with local colleagues in other Compliance and Legal teams...
/corrective action; Act as an AML Compliance Officer and interface with legal counsel and federal, state, and local agencies.... As a Senior Compliance Manager / MLRO, you will work closely with our global compliance team and support key regulatory...
a meticulous and proactive Compliance Manager to join our dynamic team. In this role, you will oversee the development... Type 1 Responsible Officer experienced in compliance tasks is welcome. Candidates with less experience will be considered...
A leading financial services firm in Hong Kong seeks a Compliance Officer to assist with licensing issues and provide... compliance advice. The role involves reviewing legal documentation, managing audits, and conducting compliance training. Ideal...
, liquidity, operational, legal, and compliance risks specific to securities trading and OTC derivative product issuance... for securities trading and OTC derivatives. Reporting directly to the Responsible Officer, the role focuses on daily risk monitoring...
from setbacks What you’ll do and what success looks like in this role Assist the Chief Compliance Officer in managing the Bank... or equivalent disciplines Minimum 12 years of legal or compliance experience, prior in-house banking and regulatory engagement...
a culture of collaboration, excellence, and continuous development. Maintain full compliance with regulatory and legal... affairs, legal practice, or the investment funds sector. Prior approval from CIMA as an AML Officer is a strong advantage...