and North Asia related compliance and regulatory matters. You must have prior SFC regulatory liaison experience and be very... and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges...
to expanding business demands, we are seeking a HK qualified lawyer ideally with prior experience from the Insurance, SFC Licensed..., and in-house experience with an Insurance, Banking or SFC licensed Securities or Wealth Management firm is preferred. The Legal...
conduct of compliance review and investigations. - Experience working in Chinese SFC licensed firms are highly desirable... record in Hong Kong. Reporting to the Head of Compliance, the AVP/ Associate Director, AML Compliance will lead a team...
frameworks, procedures, practices and standards to ensure quality, effective risk management and regulatory compliance..., we have securities services covering exchange traded equities in local and overseas markets offered through a wide variety of trading...