Growing broker dealer client is seeking a Senior Futures Compliance leader to oversee its U.S. FCM, IB, and GIB... and supervise advisory staff. Ensure compliance with National Futures Association (NFA), Commodity Futures Trading Commission...
Compliance to join their office in Chicago. The role will primarily focus on the FCM (Futures Commission Merchant) as well... members to Business lines. Manage the Desk Head relationships. Ensuring compliance with the company's regulatory...
Compliance to join their office in Chicago. The role will primarily focus on the FCM (Futures Commission Merchant) as well... members to Business lines. Manage the Desk Head relationships. Ensuring compliance with the company's regulatory...
for a Surveillance Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity... and Communications) across a range of asset classes (Cash Equity, Fixed Income, Commodities, Derivatives (Futures, Options, Swaps...
for a Surveillance Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity... and Communications) across a range of asset classes (Cash Equity, Fixed Income, Commodities, Derivatives (Futures, Options, Swaps...
services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries.... This is a hybrid role (3 days in the office/2 days remote). Interactive Brokers LLC seeks a Deputy Head of the Anti-Money Laundering...