in order to safeguard the Group's interests and mitigate compliance and legal risks Formulate and implement compliance... of AML/CFT and Compliance Function Head of Registered Institutions in Hong Kong for regulators Liaise with regulators...
, update and review compliance policies and guidelines according to the requirements of the Head Office, HKMA, other regulatory...Job Description : Provide compliance advice to management and related business departments on compliance issues...
operation Oversee all legal and compliance related matters as well as provide professional regulatory advice to all BUs... experience in Legal & Compliance function gained from Financial Institution Strong knowledge in SFC, HKEx regulations...
A leading asset management firm in Hong Kong seeks a qualified lawyer for a senior legal advisor role. Candidates... involves reviewing legal documentation, handling litigation, and dealing with regulatory bodies. Strong interpersonal skills...
Our client is a leading asset management and investment firm. Responsibilities Advise line managers on legal issues... relating to investment banking, fund management, securities and all related matters. Responsible for all legal documentation...
and more. About the Opportunity The Head of Product Compliance will lead the compliance oversight for OKX's global product offerings... skills, with experience engaging product, legal, risk, compliance advisory, and regulatory compliance teams...
to join their team. Responsibilities: Reports to Head of Legal & Compliance Provide professional legal advice and assist...Our client is a regional bank. Due to their business expansion, they are now looking for a legal counsel...
, manage dispute settlements, and assist the Head of Legal with various projects, including supervising and coaching junior..., Compliance, General Corporate, Legal support, Inhouse Legal Counsel Qualifications Hong Kong Qualification Education...
Head of Legal and Contracts and the Legal and Contracts Manager, providing support to various departments. Ensure...Assistant Legal Counsel / Legal and Contract Administrator Our Legal and Contracts Department is responsible...
to join their team. Responsibilities: Reports to Head of Legal & Compliance Provide professional legal advice and assist...Our client is a regional wholesale bank. Due to their business expansion, they are now looking for a legal counsel...
will report to Managing Director, Head of Investment Legal. Accountabilities: Work closely with business leaders to provide.... Supporting Head of Asia Pacific and the wider APAC leadership team in a senior advisory capacity for regional legal, regulatory...
will report to Managing Director, Head of Investment Legal. Accountabilities: Work closely with business leaders to provide.... Supporting Head of Asia Pacific and the wider APAC leadership team in a senior advisory capacity for regional legal, regulatory...
and recent regulatory developments. Support other regulatory functions as required by the Head of Compliance, contributing... flexibly across various projects. What you bring: Minimum five years’ experience within legal or compliance functions...
operational governance and change management support to the Head of Compliance for the Seychelles compliance program, ensuring it..., Legal, Engineering, Risk) to embed compliance controls into technology and operational workflows. Proven ability to lead...
and fostering a culture of compliance across our organisation. You will work closely with the Head of Compliance and cross... to the APAC Head of Compliance. Responsibilities Assist in implementing and administering the ongoing oversight of the...
to join their compliance team. The ideal candidate will assist the Head of AML in overseeing the firm’s anti-money laundering programs...: Compliance Oversight: Support the Head of AML in developing, implementing, and maintaining AML policies and procedures...
/Investment Function: Legal/Compliance Work Location: Central & Western District Salary Range: HK$60K - HK$90K p.m...Vice President / Manager, Compliance (Asset Management) Job ID: [protected-phone-number] Industry: Banking...
支持香港關鍵領域重大專案建設、支持粵港澳大灣區協同發展，深入推進開發性金融在港實踐，助力“一國兩制”行穩致遠。 Position: Compliance Officer, AML 反洗錢合規崗 Department: Legal & Compliance.... Assist the Department Head and Compliance Manager to provide training to staff regarding fraud and money laundering...
Key Responsibilities: Directly report to the Head of Compliance in ensuring compliance with relevant legal... funds Serve as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance, Legal) and external...
, and procedures for data governance across all Asian operations. Collaborate closely with IT, Legal, Compliance, Risk Management... the highest standards of data quality, regulatory compliance, and effective utilisation of data assets throughout the...