timely and accurate submissions. UK Oversight: While the subsidiary has its own MLRO and Head of Compliance...: A minimum of 3-5 years of demonstrable experience as a nominated MLRO and/or Head of Compliance. Regulatory Knowledge: Expert...
Job Description A UK FCA-regulated trading company is seeking a seasoned Head of Compliance / MLRO to lead its... adjustments to internal frameworks. Requirements: Proven track record as Head of Compliance or MLRO within an FCA-regulated...
Job Description A UK FCA-regulated trading company is seeking a seasoned Head of Compliance / MLRO to lead its... adjustments to internal frameworks. Requirements: Proven track record as Head of Compliance or MLRO within an FCA-regulated...
regular Management Information reports to the CCO, Senior Management, Risk & Compliance Committee and the Head Office... absences of the MLRO from the office; Liaise, as required, with the Head Office to ensure that their 'group-wide' policies...
fintech as they search for a new Head of Compliance & MLRO. This is a pivotal leadership role, shaping the global compliance...: Global Head of Compliance & MLRO 📍 Location: London (hybrid) 💰 Salary: £130,000 - £160,000 + package If you're...
Managing Partner/Board; General Counsel; Tax & Law Quality and Risk Management; MLRO; COFA/Finance; DPO/InfoSec; HR/Learning... experience. Demonstrable experience of SRA Standards and Regulations, law firm governance, and risk/compliance frameworks...
to the Head of Compliance/MLRO, this role manages financial crime risks, regulatory change, and promotes a strong compliance... compliance practices.Deputise for the Head of Compliance/MLRO, ensuring oversight and continuity.Requirements:Proven experience...
and Compliance/MLRO Hybrid – 4+1 (5 days in the office during training). London Permanent Start: ASAP Working hours: 35... recommendations for compliance with branch policy. This will include an assessment and recommendation to the CCO/MLRO for accepting...
, and academic backgrounds found in the Firm Reports to: General Counsel; Head of Risk & Compliance; MLCO and MLRO Direct... and processes is key. The individual will work closely with the Risk & Compliance team, the Firm's MLRO and MLCO, as well as the...
or Simplified. When justified, make recommendations to MLRO for their sign-off on clients moving to/from a high-risk rating... in line with Bank policy. Assess the client risk and the level of DD required for the client, i.e., Enhanced, Standard...
Reports To: Head of Financial Crime & MLRO Key Relationships: Deputy MLRO and Financial Crime Team, Global Compliance Senior...General: Description Job Title: Financial Crime Officer Division: General Management – Risk & Compliance...
for a recent graduate or early-career professional to launch their career in compliance and risk management. You'll gain hands... of Defence, working closely with the Head of Financial Crime. Risk Assessment: Maintaining and updating the firm’s Business...