ensures adherence to regulatory requirements, client guidelines, and internal policies. The Investment Compliance Specialist... & Director of Governance, this role serves as a subject matter expert overseeing investment compliance and actively collaborates...
processes and conducts branch examination programs. Position Summary: The Senior Compliance Specialist is responsible... Compliance Specialist is responsible for identifying appropriate corrective actions, communicating recommendations to affected...
Senior Specialist, Controls & Governance – Investment Operations is responsible for overseeing the adherence to risk... and control frameworks of middle office investment operations teams, ensuring governance and compliance, as well as supporting...
, including an Employee Savings and Investment Plan where BDC matches part of your voluntary contributions, a Defined Benefit... products and services. As part of this initiative, we are looking for passionate, bilingual candidates who wish to be a key...
What are the key objectives and expectations from this role? To support and execute sourcing projects, compliance... and data management activities within the Procurement function. The Junior Sourcing Specialist plays a key role in managing...