relationships that deliver outstanding experience to our customers Job Summary As Compliance Reporting Lead you will act... as a change agent, providing technical expertise for compliance projects and ensuring proper rule coding. Your role will involve...
AND RESPONSIBILITIES Perform and assist in ongoing compliance testing in all compliance areas, including inside information... findings and outcomes Identify compliance risks and control deficiencies, recommend corrective actions and enhancements based...
Join us as a “Head of Compliance for Barclays Investments and Loans India Private Limited”. To ensure that appropriate... compliance induction, annual refresher, and other topical training is delivered locally/centrally and completed by all staff...
About Alphabet InvestmentAlphabet Investment is a wealth management firm offering a wide range of investment solutions... client relationships, expanding our NRI client base, and offering tailored investment solutions across domestic and offshore...
for their investment.5. Compliance and Documentation:- Ensure adherence to all regulatory requirements and internal processes.- Maintain....2. Investment Recommendations:Assess clients' financial goals and risk appetite to provide tailored investment solutions...
new investment products Enhancing existing products basis market feedback Incorporating technological advancements... towards a common vision. REGULATORY COMPLIANCE Ensuring all products & process comply with regulation & standards Staying...
managers and relationship managers to cross-sell investment products. Ensure compliance with all regulatory and internal...Job Category: Consumer Bank Degree Level: Bachelor's Degree Job Description: As an Investment Specialist...
distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment..., Customer Service, Risk & Compliance and Audit provide our people with exciting career growth opportunities. Through...
managers and relationship managers to cross-sell investment products. Ensure compliance with all regulatory and internal...Job Category: Consumer Bank Degree Level: Bachelor's Degree Job Description: As an Investment Specialist...
Job Description: Job Title: PB Investment Solutions Global Business Manger Location: Mumbai, India Corporate... Title: AS Role Description The role will be part of the PB Investment Solutions COO team The scope is to cover...
distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment..., Customer Service, Risk & Compliance and Audit provide our people with exciting career growth opportunities. Through...
. and above Your key responsibilities Manage Investment portfolio with focus on Third party DPMs & AIFs Regularly interact with AMC... with DCO, Legal and Compliance teams for onboarding Monitor the risks of the approved DPM & AIFS Monitoring - Detailed...
business – they were made just right for you. Job Purpose Investment counselor is the local insurance specialist.... Ensure regulatory compliance by timely IRDA Certification & Renewal of Certificates of sales staff as Specified Person...
business – they were made just right for you. Job Purpose Investment counselor is the local insurance specialist.... Ensure regulatory compliance by timely IRDA Certification & Renewal of Certificates of sales staff as Specified Person...
laid down for CBG frontline staff. The role incumbent will help the RM’s and coach on various investment products... available in the bank. Also review the client’s investment and update them on regular intervals Key Accountabilities : Ownership...
laid down for CBG frontline staff. The role incumbent will help the RM’s and coach on various investment products... available in the bank. Also review the client’s investment and update them on regular intervals Key Accountabilities : Ownership...
laid down for CBG frontline staff. The role incumbent will help the RM’s and coach on various investment products... available in the bank. Also review the client’s investment and update them on regular intervals Key Accountabilities : Ownership...
laid down for CBG frontline staff. The role incumbent will help the RM’s and coach on various investment products... available in the bank. Also review the client’s investment and update them on regular intervals Key Accountabilities : Ownership...
business – they were made just right for you. Job Purpose Investment counselor is the local insurance specialist.... Ensure regulatory compliance by timely IRDA Certification & Renewal of Certificates of sales staff as Specified Person...
laid down for CBG frontline staff. The role incumbent will help the RM’s and coach on various investment products... available in the bank. Also review the client’s investment and update them on regular intervals Key Accountabilities : Ownership...