Oversee and lead the Japan market surveillance team responsible for monitoring and analyzing market activity to detect..., and take proactive measures to address and mitigate market misconduct for the Japan Markets. Supervise the team's continuous monitoring...
as a VP, Compliance Advisory. Based in Hong Kong, you will lead compliance oversight for Japan and Hong Kong equities trading.... Required Skills and Qualifications Experience: VP-level or above with 5+ years of compliance experience in financial markets...
foreign firm. As a Control Room Compliance VP, you will oversee conflicts management, information barriers, and monitoring... processes that safeguard the integrity of the firm's operations. You will collaborate closely with Japan and global compliance...
and derivatives markets in Japan is a plus Experience working as a regulator, interacting with regulators, or supporting regulatory...Job Category: Vice President Job Description: GLOBAL COMPLIANCE - CF&O Compliance (VP, Tokyo) At Goldman Sachs...