opportunity? As an integral member of the Compliance Shared Services team, the Manager, Compliance Testing will help to support...-based scope determinations to drive the Canada Compliance Testing Plan. Conduct and deliver timely and accurate compliance...
Manager to join our FSI Regulatory Compliance team. In this role, you will be responsible for leading a team in controls... documentation, conducting comprehensive control testing, compliance assessments, and risk management activities for FSI clients...
Manager to join our FSI Regulatory Compliance team. In this role, you will be responsible for leading a team in controls... documentation, conducting comprehensive control testing, compliance assessments, and risk management activities for FSI clients...
monitoring and testing program (the “M&T Program”). The Compliance Manager is a seasoned and experienced professional in audit... and testing reports for applicable business stakeholders. The Compliance Manager must also have worked in the banking industry...
responsibility of this position is to lead the compliance testing engagements for Scotiabank's Canada's operations. The Canada... Compliance Testing Program covers Canadian regulations applicable to all of Scotiabank's Canadian broker-dealer (including...
is proactively seeking a Testing & Commissioning (T&C) Manager to join the Urban Transportations Solutions group to support future... the compliance, approval, and acceptance related processes. Ensure that all tests, including performance testing follow...
culture. The Senior Manager, Controls Testing, Canadian Banking Internal Controls Manages and oversees First Line Testing... and execute the testing program. Maintains relationship with the Business Line (1A), GRM, Compliance and Internal Audit to ensure...
culture. 6-month contract Enterprise Stress Testing's (“EST”) mandate is to design and run the Bank's stress testing... program. We need a strong individual to help with credit risk stress testing of the Bank's portfolio. You will get the...
. Experience in planning and executing complex AML/Compliance testing programs Strong understanding of the U.S. AML regulatory... oversight testing on US business units’ financial crimes controls. This requires proactive participation with oversight scoping...
as an AML SME within an Audit/Testing Function. Experience in planning and executing complex AML/Compliance testing programs...Job Summary Job Description What is the opportunity? This role will conduct financial crimes oversight testing...
to the Director, Quality Assurance and Effectiveness, the Compliance Quality Assurance Senior Manager will be responsible... required. Experience in Compliance, Audit, risk assessment, testing, and internal control assessment methodologies Bilingual in Spanish...
Position Title: Senior Manager, Compliance and Contracts Management (T & I) (Telework/Hybrid) Status of Employment... Compliance. As the Senior Manager of Compliance and Contracts Management, you will: Advise, guide and provide expertise...
Manulife is looking for an experienced Manager Trade Desk and Tier 2 Compliance. This role reports to the Head Office... to continuously improve the compliance testing program. Ensure team responds to and completes diligently to all supervisory...
JOB REQUISITION Toronto Risk and Compliance - Financial Crimes Compliance (Financial Services) Senior Manager... is looking for a Risk and Compliance Senior Manager to join our growing Financial Crime Compliance team. Protiviti’s Financial Services...
JOB REQUISITION Toronto Risk and Compliance - Financial Crimes Compliance (Financial Services) Manager LOCATION... and Compliance Manager to join our growing Financial Crime Compliance team. Protiviti’s Financial Services practice is widely...
and Information Management Program? Reporting to the Senior Manager, Records and Information Management, the Manager, Records... with legal, regulatory and internal business requirements. Accountabilities Support the Senior Manager and Director...
. For more information about Fidelity Clearing Canada, please visit What We Do The Regulatory Compliance Manager reports to the Director..., Compliance and is primarily responsible for the daily management of Compliance inbox to answer general inquiries including...
to be part of the action? Reporting directly to the Chief Risk and Compliance Officer, TSX Trust, the Senior Manager, Compliance... will be responsible for supporting the Chief Risk and Compliance Officer, TSX Trust in executing their mandate, and will be responsible...
to mitigate risks and offer advisory services to enhance the Bank's operations. As a member of the Global Compliance & AML Audit... Team, you will be responsible for planning and executing Compliance Function audits (2nd line). Working with the Director...
testing, preparation of thematic wrapper reports, and executing the strategy for the Compliance Centre of Excellence (CoE... compliance obligations. Conduct validation testing to close internal audit and external findings, including regulatory issues...