’ experience in AML, compliance, internal control, or branch operations Strong understanding of Hong Kong AML/KYC regulations...About the Job We are seeking an experienced Manager to oversee internal control, AML/KYC governance, internal audit...
requirements, AML/CFT regulations, and internal control frameworks IT-Business Translation : Serve as functional liaison... between compliance/operations and IT departments, articulating business requirements and SOPs in technical specifications for loan...
About the job Assistant Accounting Manager (Internal Control Team) Our client is a reputable distributor... control operations (JSOX) for the company and affiliated entities Support auditing processes to ensure compliance...
, focusing on risk oversight and performing internal control reviews and testing. Your new role Lead initiatives to improve... assurance programs to boost efficiency across Hong Kong and Macau operations. Work closely with compliance, risk, and audit...
in internal audit, internal control or external audit. Must have experience auditing SFC-licensed corporations. Proven track... record of drafting, reviewing, or enhancing internal control policies and procedures. Sound knowledge of relevant...
and execute operational risk management tools and systems, including Key Risk Indicators (“KRI”), Risk and Control Self-Assessment... effectiveness, practicality, and compliance of departmental Business Continuity Plans (BCP Plans) and drills with local regulatory...
guidelines, compliance requirements and internal control policies Review the compliance & control and identify areas... Responsibilities: Assist Senior Manager of Control Team to develop business and operational guidelines in consultation with various...
Compliance (Business Control - Global Markets) Responsible for providing advisory support to Global Markets Department... on compliance issues Review internal operational procedures to ensure compliance with local regulatory requirements and internal...
Compliance (Business Control - Global Markets) Responsible for providing advisory support to Global Markets Department... on compliance issues Review internal operational procedures to ensure compliance with local regulatory requirements and internal...
Compliance (Business Control - Global Markets) Responsible for providing advisory support to Global Markets Department... on compliance issues Review internal operational procedures to ensure compliance with local regulatory requirements and internal...
Compliance (Business Control - Global Markets) Responsible for providing advisory support to Global Markets Department... on compliance issues Review internal operational procedures to ensure compliance with local regulatory requirements and internal...
test, as well as preparing and following up the fault reports Work closely with vendors and various internal and external... counterparties, including IT & internal front office staff, external system vendors in ensuring the quality of the deliverables...
daily operations, and identify opportunities for improvement Collaborate with internal stakeholders and/ or external... and services related operations of the department and ensuring all daily operations and relevant controls are performed...
Operations Department (WMOD) to conduct analytical assessments and opining the operational control environment. Work... with respective units in WMOD to develop Private Banking operational manuals, guidelines and control measures to ensure compliance...
and operational decisions. Review business processes, assess key risks and evaluate adequacy of internal controls and compliance... efficiency and effectiveness. Develop and maintain the policies, procedures, guidelines and forms to ensure compliance...
is complied with the regulations and standard set by the Bank and regulator. Acts as an account manager for quality control team... operation risk/ compliance related report, ensure timely completion of quality control and risk assessment Regular call quality...
and regulator. Acts as an account manager for quality control team to support operation risk/compliance reporting between Direct...Job Purpose: Support overall quality control for loan and SME sales processes at branch, set out effective quality...
as Manager – Corporate Governance (Internal Audit). In this key role, you will ensure that our business operations consistently... of assessing the internal control systems of the supply chain operations. Develop data analytics and AI agents to facilitate the...
our internal audit strategies and strengthening our security and technology frameworks. As we collaborate, we will set new... and maintaining our reputation for innovation and compliance? If you share our passion for learning and transformation, we invite...
and effectiveness of risk management and internal controls on various banking products, systems and operations are properly in place... in Business, Accounting, Finance or related disciplines Holders of professional qualification in accountancy, internal audit...