and expectations in relation to risk management for investment firms, fund management companies, wealth managers and investment... of solutions to address risk and compliance requirements. A proven track record within the sector with exposure to risk management...
solo-regulated firms, including firms in the Investment Management and Wealth sectors. As part of the team, you will also manage... Advisory Practice and is a centre of excellence, specialising in prudential regulation, risk governance and risk management...
Minimum of 6 years of experience as a compliance officer, in a risk management role, ideally with a nexus to Private Wealth... into divisional compliance groups and centralized compliance groups. OUR IMPACT: Goldman Sachs Private Wealth Management (PWM...
in risk or control management within the financial services sector, with a focus on compliance and operational risk mitigation..., including Disability/Veterans About the Team: J.P. Morgan Asset & Wealth Management delivers industry-leading investment...
. Experience in an asset, wealth or investment management firm, particularly in a compliance or risk role. Strong knowledge...Seeking a Compliance Analyst to join the Risk & Compliance department of a leading asset manager. This role...
and innovation. Preferred Qualifications, Capabilities, and Skills: Experience in financial services or digital wealth management... investment is a person with ambitions, motivations and values. While we know that every client is unique, they come to J.P...
and collaborate with sales and trading. Operate within all regulatory, compliance, desk policy, and risk management frameworks... world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth...
. About you Experienced in compliance within fintech, wealth management, or investment services. Possibly a No. 2 or senior compliance... and risk management frameworks suited to a fintech advisory environment. Ensure policies, processes, and systems fully meet...
services including corporate banking, commercial banking, retail banking, wealth management, investment banking, capital.../exposure reporting to senior Management, risk and the business and the ability to explain issues to all levels. Process...
within Goldman Sachs, we provide investment and advisory services for insurance companies, pension plans, sovereign wealth funds..., endowments, foundations, financial advisors, and individuals. A career with Goldman Sachs Asset & Wealth Management (GSAM...
within Goldman Sachs, we provide investment and advisory services for insurance companies, pension plans, sovereign wealth funds..., endowments, foundations, financial advisors, and individuals. A career with Goldman Sachs Asset & Wealth Management (GSAM...
, securities brokerage, transaction services, and wealth management. We enable clients to achieve their strategic financial... is a Senior Manager position within SMBF Services Production Management, specifically for the Trade and Working Capital Solutions...
Asset Management, Life and Wealth. All three operating segments work together to deliver attractive financial outcomes... Management, ensuring our business runs efficiently and effectively. It provides the operational backbone that supports investment...
Job Category: Business Management Job Description: The Global Wealth Management (“GWM”) Supervisory Manager..., Compliance, Surveillance, Risk/Operational Risk management or Audit experience is preferred About Us: J.P. Morgan is a global...
, securities brokerage, transaction services, and wealth management. We enable clients to achieve their strategic financial.... We are looking for a Senior Business Unit Manager to join the Production Management Business Execution Team and provide global business management...
across public and private markets. Job Description Join Legal & General Investment Management as a Regional Account Manager... management business provides our clients and partners with complex, responsible investment solutions, working internationally...
, operational excellence, and risk management across a sophisticated, global technology organisation. This role combines financial.... Maintain and improve data management processes for HC, risk registers, and operational approvals. Operational Metrics...
markets, investment and asset management, insurance brokers, payment services and e-money firms. In our team... management, wealth, insurance broking and/or payments is also desirable. Significant experience of working with and practical...
and management teams leading them. We’ll broaden your horizons Audit quality is central to our strategy as an Audit Stream, the... and professional scepticism, appropriate resources both people and intellectual, investment in central support for engagement teams...
, including Disability/Veterans About the Team: J.P. Morgan Asset & Wealth Management delivers industry-leading investment... and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management...