and compliance colleagues to ensure that product and related governance is carried out in line with Regulatory Requirement... that adheres to all regulatory, risk and compliance requirements Work with Risk and Audit teams to support any internal...
and, in particular, report any suspicious activity to the Unit Money Laundering Prevention Office and line manager. Governance... Strictly follow the Internal and External Guidelines All activities are bounded by Bank Governance frameworks Regulatory...
Responsibilities: To support Global Relationship Banker (GRB) or local Relationship Manager (RM) in developing.../documentation outstanding, monthly credit control reports etc. Understand and ensure compliance with all relevant internal...
Maintain and update statutory records and comprehensive filing and database systems Ensure compliance with corporate... governance and all relevant statutory and regulatory requirements, including the Listing Rules, the Securities and Futures...
scheduling and organisation, preparation of Client Relationship Manager reports and campaign monitoring Full compliance... to Mandatory Reference Checking Scheme (MRCS) as per regulatory requirement. For details, please refer to ( ). Opening up a world...
information Clients’ static data input and data maintenance Work closely with Compliance, Business and related departments... and other upcoming regulatory projects as required Assist to formulate the daily client onboarding workflow and streamline the...
and, in particular, report any suspicious activity to the Unit Money Laundering Prevention Office and line manager. Governance... Strictly follow the Internal and External Guidelines All activities are bounded by Bank Governance frameworks Regulatory...
An investment bank is looking for a Senior Network Manager to lead and manage critical network projects, ensuring the... and ensure compliance with industry standards. Conduct project planning, resource allocation, and risk management to ensure...
management team as Relationship Support Officer, reporting to Manager, Relationship Management Principal responsibilities... in handling customers and working counterparts related matters Ensures all activities are in compliance with the requirement...
all activities are in compliance with the requirements of the Bank and regulatory authorities Propose and implement streamlining... Customer Service Officer, Securities and Retail Margin Services, reporting to Manager, Relationship Management. Principal...
counterparties Manage transaction processes including reporting and file submissions to internal departments such as Compliance... with Department Manager to implement best practices within the investment product operations function Involve in monitoring...
will ensure effective operational and quality compliance across the local and APAC repackaging and distribution network. Main... Responsibilities Deputy Person In Charge (PIC) of the Wholesaler Drugs Licence (WDL) licence Support the APAC QA Manager...
, this position will ensure effective operational and quality compliance across the local and APAC repackaging and distribution... the APAC QA Manager with quality assurance functions, including the handling of change controls, product complaints...
Unit Money Laundering Prevention Office and line manager. Governance Strictly follow the Internal and External... Guidelines All activities are bounded by Bank Governance frameworks Regulatory & Business Conduct Display exemplary...
customers to appropriate branch staff to provide banking solutions Assist line manager to provide an efficient, customer... are also welcome Holder of relevant insurance and investment licenses and compliance with related Continuing Professional Development (CPD...
: University degree with honors in economics, finance, business, mathematics or a related discipline Solid relationship manager... and with expertise in customer portfolio management Holder of relevant insurance and investment licenses and compliance with related...
risk types that it is exposed to. As Senior Credit Officer (SCO), SF Risk, monitor compliance to Board approved risk... lending facilities Managing a Senior Credit Manager Responsibilities This role’s responsibilities would encompass...
needs and refer customers to appropriate branch staff to provide banking solutions Assist line manager to provide... experience are also welcome Holder of relevant insurance and investment licenses and compliance with related Continuing...
take you in an exciting new direction, Hang Seng offers opportunities, support and rewards that will take you further. Risk and Compliance... The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the...
knowhow of salespersons on AML, compliance and regulatory related items Requirements - University degree in Finance... activity and product launch - Support Branch Manager on exploring life insurance business strategy from branch portfolio...