line Compliance controls relevant to their business, and 2nd line audit teams on regulatory compliance program testing... Guideline ensuring consistent and complete audit testing of regulatory compliance management program across all regions...
Regulatory Compliance Manager reports to the Director, Policies, Procedures and Privacy FCC and is primarily responsible for the... responsibility for regulatory reporting and acting as a backup to other members of FCC Compliance team. You will provide subject...
. For more information about Fidelity Clearing Canada, please visit What We Do The Regulatory Compliance Manager reports to the Director.... Assist with answering and/or guidance with general compliance inquiry Assist with regulatory audit requests Analyze...
Job Description What is the Opportunity? We are seeking an experienced Senior Manager – Audit & Regulatory..., and control effectiveness. The successful candidate will bring strong risk management, audit readiness, and regulatory engagement...
Job Description What's the opportunity? The Senior Manager Regulatory Compliance Audit is a curious, dynamic... approaches, and development of audit’s regulatory compliance Center of Excellence (CoE). You will also act as a trusted advisor...
, and to continue to operationalize our target operating model. In addition, you will be consulted on various regulatory compliance... to identify key and non-key controls, policies and procedures to mitigate regulatory compliance risk Regulatory Oversight...
-Financial Risk (Operation, Reputation, Strategic Risk) Management, Regulatory Compliance, Financial Crime (Fraud, AML, Insider... in a consulting or industry capacity 4+ years of experience in Risk and Regulatory Compliance areas in a consulting or industry...
-Financial Risk (Operation, Reputation, Strategic Risk) Management, Regulatory Compliance, Financial Crime (Fraud, AML, Insider... in a consulting or industry capacity 4+ years of experience in Risk and Regulatory Compliance areas in a consulting or industry...
handling expertise and local operations globally. KEY OBJECTIVE: We are seeking a Quality & Business Compliance Manager... regulatory compliance, including licensing requirements and FTC principles. FTC Committee Leadership: Lead the FTC committee...
Manager to join our FSI Regulatory Compliance team on a 12-month contract. In this role, you will be responsible for leading... a team in controls documentation, conducting comprehensive control testing, compliance assessments, and risk management...
Manager to join our FSI Regulatory Compliance team on a 12-month contract. In this role, you will be responsible for leading... a team in controls documentation, conducting comprehensive control testing, compliance assessments, and risk management...
. What will you do? Support the Functions Compliance Oversight program, as part of RBC’s Regulatory Compliance Management program, to ensure... Management process for the Functions Compliance universe and coordinating with QAR and Regulatory Content team of changes...
the highest standards of product quality, patient safety, and regulatory compliance for the Canadian affiliate... to ensure regulatory support of clinical trial applications (CTAs) and Good Clinical Practice (GCP) compliance. Safety...
and draft Detailed Issues Memo and recommendations relating to audit program conclusions, to the Senior Manager leading the... audit. Identify key risks and potential business impacts (with guidance from the Senior Manager leading the audit...
regulatory remediation validations across various CIBC business lines, with a focus on the Compliance and Business Continuity... Management Portfolios. You will design and execute audit steps to complete regulatory validations and you will also provide...
Job Description The Senior Manager, Internal Audit, Commercial Banking is a curious, dynamic, adaptable, solution... partners, and increase Internal Audit’s efficiency and effectiveness. Keep abreast of organizational, regulatory, product...
Job Description What is the opportunity? Manager Financial Crimes and AML Audit is a curious, dynamic, adaptable..., solution-oriented team player and self-starter. A with knowledge of risk management, AML/Sanctions regulatory compliance...
. As a Senior Manager, Internal Audit, you will lead and execute audit engagements to assess the effectiveness of internal controls..., control, and governance processes. Keep abreast of organizational, regulatory compliance, industry, product, strategic...
Controls, Operating Effectiveness, Regulatory Compliance, Risk Based Auditing, Risk Management and Mitigation, Work... and reporting of large and/or complex regulatory and non-regulatory remediation validations across various CIBC business lines...
with CIBC policies and procedures, and regulatory requirements. Teamwork facilitation – Work collaboratively with audit... audit testing of operational processes and controls, and provide leadership, insight and proactive advice to management...