Responsibilities Accurately manage the booking and ongoing lifecycle events of Equity Swap trades. Investigate and resolve trade processing exceptions in a timely and effective manner. Perform position breaks analysis and ensure timely...
Responsibilities Perform day-to-day process in relation to Licensing for SFC and HKMA regulated entities and individuals Assist with Senior Manager / MIC appointment related tasks Advise on Licensing and Registration matters in support ...
Responsibilities Perform day-to-day process in relation to Licensing for SFC and HKMA regulated entities and individuals Assist with Senior Manager / MIC appointment related tasks Advise on Licensing and Registration matters in support ...
Responsibilities Perform post-trade business controls in the area of client and sales suitability (eg. Voicelog review) and other aspects of operational controls Possess good understanding of sales suitability requirements in the areas o...
Responsibilities Process inward and outward remittance transactions for personal and corporate customers Assist project team on system implementation & UAT testing, provide training for internal. Identifying opportunities to streamline ...
Responsibilities Handle US & HK equities settlement Monitor and reconcile all Equity trades to ensure accurate settlement Work closely with traders, brokers, and custodians to resolve any settlement issues or discrepancies Ensure compl...
Responsibilities Collect, review, and validate KYC documentation for new clients. Coordinate with Front Office, Compliance, and Legal to resolve documentation issues. Analyze and assess the legitimacy and reasonableness of clients' decl...
Responsibilities Perform post-trade business controls in the area of client and sales suitability (eg. voicelog review) and other aspects of operational controls Possess good understanding of sales suitability requirements in the areas o...
Responsibilities Perform post-trade business controls in the area of client and sales suitability (eg. Voicelog review) and other aspects of operational controls Possess good understanding of sales suitability requirements in the areas o...
Responsibilities Work closely with traders, sales teams, middle office, and other stakeholders to execute Exotic Equity Derivatives trade lifecycle. Generate daily control report. Validate of trade economics captured in the exotic valuat...
Responsibilities Design and implement robust technical systems for data collection, integration, safeguarding, storage, organization, and transformation to deliver optimized data solutions. Build, deploy, and monitor scalable data pipeli...
Responsibilities Work closely with traders, sales teams, middle office, and other stakeholders to execute SBL trade lifecycle. Confirm and validate performance, funding interest with counterparties, ensuring accuracy and completeness. A...
Responsibilities Support the client risk team in assessment of account activity, client onboarding, and ongoing monitoring processes Perform and review Vulnerable Client Assessment requests independently Review and assess declared Total...
Responsibilities Investigate and analyse suspicious transactions, customer activities, and account behaviour to identify potential money laundering or other financial crime activities. Stay updated with regulatory requirements and indust...