Overview As a Senior Compliance Officer based in our Hong Kong office youll help ensure trading activity in Hong Kong... developments and compliance issues. Understanding of Hong Kong Securities and Futures Ordinance and SFC Licence regime. Knowledge...
Type 1 and Type 6 Officer (RO) licenses from the Securities and Futures Commission. An existing sponsor principal.... We are a Chinese state-owned enterprise with an important position in the Hong Kong capital market. Licensed by the Securities...
and settlement arrangements for the securities, on exchange derivatives and OTC derivatives markets. Depository & Participant... Services provides central securities depository, custody and participant services of stocks and structured products. The team...
and settlement arrangements for the securities, on exchange derivatives and OTC derivatives markets. Depository & Participant... Services provides central securities depository, custody and participant services of stocks and structured products. The team...
Were looking for a Compliance Officer Manager (Assets) - Hong Kong to strengthen our compliance team. Based in Hong... with regulators by being the Regulators first point of contact for regulatory matters (i.e. Securities and Futures Commission (SFC...
investment and insurance products, securities trading, credit cards, remittances, etc. Identify and assess key risk areas..., a copy of which will be provided upon request by contacting our Personal Data Compliance Officer....
its staff members. Assistant Vice President / Manager, Securities & Futures (Business Governance & Support...) Responsibilities: Manage and support the daily operations of securities and futures services, including business governance...
Processing, Remittance and Securities Processing & Settlement services. Responsibilities: Provide administrative support..., a copy of which will be provided upon request by contacting our Personal Data Compliance Officer....
qualifications (e.g. CPA, CIA, CISA, CISM, CISSP) 3-5 years of experience in IT audit or related fields in system securities..., a copy of which will be provided upon request by contacting our Personal Data Compliance Officer....
. trading of FX, Money Market, Debt Securities and Derivatives, etc.), the related risk-management functions (e.g. Market Risk... Compliance Officer....
a wide range of investment banking, securities, wealth management and investment management services. With offices in 42...; monitors and reports on credit risk exposures on a regular basis to the Chief Risk Officer and senior management. About the...
Type 1 and Type 6 Officer (RO) licenses from the Securities and Futures Commission. An existing sponsor principal.... We are a Chinese state-owned enterprise with an important position in the Hong Kong capital market. Licensed by the Securities...
A global technology company in Hong Kong seeks a Compliance Officer Manager for Assets to strengthen its compliance... candidate will have experience in securities compliance, hold a relevant degree, and possess strong communication skills...
looking for a Compliance Officer Manager (Assets) - Hong Kong to strengthen our compliance team. Based in Hong Kong , you will work...’s first point of contact for regulatory matters (i.e. Securities and Futures Commission (SFC)) , keeping everybody informed...
Officer for Type 6 regulated activity) and play a key leadership role in originating, supervising, and executing Hong Kong.... About the Team J.P. Morgan’s Commercial & Investment Bank is a global leader across banking, markets, securities services...
Be responsible for managing designated clients in the Hong Kong Credit Portfolio Work closely with the Senior Credit Risk Officer... & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...
in Hong Kong, CMU is a central securities depository (CSD), providing secure and efficient clearing, settlement and custodian... services for securities. CMU OmniClear’s vision is to continuously enhance CMU service coverage, expand connectivity...
of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm... Risk Officer and senior management. About the Role We are seeking an Analyst or a Associate with first or second line...