A global technology company in Hong Kong seeks a Compliance Officer Manager for Assets to strengthen its compliance... candidate will have experience in securities compliance, hold a relevant degree, and possess strong communication skills...
Officer for Type 6 regulated activity) and play a key leadership role in originating, supervising, and executing Hong Kong.... About the Team J.P. Morgan’s Commercial & Investment Bank is a global leader across banking, markets, securities services...
Overview We are a state-owned enterprise with a strong presence in Hong Kong's capital markets. Licensed by the Securities... and/or CFA is highly preferred. SFC Type 1 and Type 6 RO licenses; holds Type 1 and Type 6 Officer licenses. Experience...
Officer Manager (Assets) - Hong Kong to strengthen our compliance team. Based in Hong Kong, you will work with a growing team... of contact for regulatory matters (i.e. Securities and Futures Commission (SFC)), keeping everybody informed and protecting...
of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm... Risk Officer and senior management. About the Role We are seeking an Analyst or a Associate with first or second line...
in Hong Kong, CMU is a central securities depository (CSD), providing secure and efficient clearing, settlement and custodian... services for securities. CMU OmniClear’s vision is to continuously enhance CMU service coverage, expand connectivity...
Be responsible for managing designated clients in the Hong Kong Credit Portfolio Work closely with the Senior Credit Risk Officer... & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...
a wide range of investment banking, securities, wealth management and investment management services. With offices in 42... on credit risk exposures on a regular basis to the Chief Risk Officer and senior management. About the Role We are seeking...
Securities and Futures Ordinance and Listing Rules. Job Duties Perform full spectrum of company secretarial duties, corporate... experience gained from sizable professional firms or listed companies Well-versed in Hong Kong Listing Rules, Securities...
Position Description Senior FATCA Officer will lead the CSI FATCA-CRS team, Legal and Compliance department... reporting of irregularities/suspicions. Appointed as ‘Responsible Officer’ of FATCA CRS of CSI to ensure compliance with tax...
A financial services company in Hong Kong is looking for a Relationship Manager/Management Officer. The role involves... in Business/Finance are encouraged to apply. Prior experience in client service within finance or securities is preferred...
clients in the Hong Kong Credit Portfolio Work closely with the Senior Credit Risk Officer and Corporate & Investment Banking... across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust...
. For everyone, everywhere. More about our mission and what we offer . Job Description We're looking for a Compliance Officer Manager (Assets) - Hong Kong... (i.e. Securities and Futures Commission (SFC)) , keeping everybody informed and protecting our most valuable asset, our customers...
looking for a high caliber professional to join our team as Officer, Prime Brokerage Client Service Analyst - Hybrid (Internal Job Title...: Securities & Derivatives Analyst 2 – C10) based in Hong Kong. Being part of our team means that we’ll provide you with the...
Type 1 and Type 6 Officer (RO) licenses from the Securities and Futures Commission. An existing sponsor principal.... We are a Chinese state-owned enterprise with an important position in the Hong Kong capital market. Licensed by the Securities...
. For everyone, everywhere. More about our mission and what we offer . Job Description We're looking for a Compliance Officer Manager (Assets) - Hong Kong... (i.e. Securities and Futures Commission (SFC)) , keeping everybody informed and protecting our most valuable asset, our customers...
any irregularities to the Bank’s Money Laundering Control Officer Monitor the service quality of the branch and handle customers... Qualifying Examinations (IIQE Paper 1, 2, 3 or equivalent) Pass in the Hong Kong Securities Institute Licensing Examination...
operational resilience in Securities Trading and Investment Products Trading Assist to review and facilitate Business Units... for securities and wealth management products is preferred Good knowledge of operation workflow and logistic, product development...
Responsibilities: Under the supervision of Compliance Officer to review policies and procedures Assist to handle...-regulated intermediaries Experience in securities firms preferred High proficiency with MS Office and Chinese word...
a wide range of investment banking, securities, wealth management and investment management services. With offices in 42... on credit risk exposures on a regular basis to the Chief Risk Officer and senior management. About the Role We are seeking...